Advice Compliance Coach At Mlc Wealth | National Australia Bank
Melbourne, Australia
Compliance coaching, mitigating risks through monitoring, coaching and training. Engaged in remediation and rectification activities, complete proactive coaching and training to improve advice quality. Providing regular updates, communicating licensee changes and legislative updates, building strong relationship with adviser network and internal & external stakeholders. Proactive risk management, performing controls, esalating risk events, investigating issues, mentoring and coach on… Show more Compliance coaching, mitigating risks through monitoring, coaching and training. Engaged in remediation and rectification activities, complete proactive coaching and training to improve advice quality. Providing regular updates, communicating licensee changes and legislative updates, building strong relationship with adviser network and internal & external stakeholders. Proactive risk management, performing controls, esalating risk events, investigating issues, mentoring and coach on effective use of tools and systems. Show less