Sylvia Harris

Sylvia Harris Email and Phone Number

Investment Management and Regulatory Attorney, Strategic Advisor
Sylvia Harris's Location
San Francisco Bay Area, United States
Sylvia Harris's Contact Details

Sylvia Harris personal email

n/a

Sylvia Harris phone numbers

About Sylvia Harris

Experienced Regulatory and Compliance Counsel with a demonstrated history of working in the financial services and consumer goods industry. Skilled in Commercial Contract Negotiations, Securities, Securities Regulation, Legal Compliance, Broker-Dealer Compliance, and Investment Adviser's Act of 1940. Strong legal professional graduated from New York University School of Law.

Sylvia Harris's Current Company Details

Investment Management and Regulatory Attorney, Strategic Advisor
Sylvia Harris Work Experience Details
  • The Clorox Company
    Senior Corporate Counsel
    The Clorox Company Mar 2018 - Jun 2019
    Oakland, California
    Managed, drafted and negotiated a wide variety of complex commercial contracts, including Technology and SaaS Agreements, Services Agreements, Sales Agreements, and Supply Agreements. Lead Global Strategic Sourcing organization on legal and business matters and advised on supply chain sourcing issues across North America and EMEA regions. Managed accruals process, inclusion and equity strategy for legal. Managed legal business continuity and developed crisis management plan.
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  • Bank Of The West, Bnp Paribas Group
    Vice President, Counsel To Wealth Management Group
    Bank Of The West, Bnp Paribas Group Sep 2015 - May 2018
    San Francisco, California
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  • American Lung Association Of California
    Audit Committee Member
    American Lung Association Of California Oct 2013 - Oct 2017
    California
    Oversaw organization’s internal controls and risk-management procedures. Reviewed financials and form 990 filings. Analyzed significant risks and exposures facing the organization.
  • Gordian Compliance Solutions, Llc
    Senior Compliance Consultant
    Gordian Compliance Solutions, Llc Sep 2014 - Oct 2015
    San Francisco Bay Area
    Serve as Chief Compliance Officer of alternative investment fund manager. Create compliance programs for registered and unregistered investment advisers. Draft policies and procedures, code of ethics, cybersecurity policies, anti-money laundering policies and other relevant policies and procedures to ensure compliance with federal and foreign securities laws and regulations. Conduct ongoing risk assessments of investment adviser operations and provide gap analysis on how to ensure compliance with the federal securities laws and regulations. Draft and prepare monthly, quarterly and annual regulatory filings. Oversee employee brokerage account usage to ensure compliance with federal laws. Advise venture capital fund investment advisers on how to structure compliance program and provide ongoing monitoring of compliance program. Develop and create internal policies and procedures for Gordian Compliance Solutions operations and audit current internal operations processes. Draft and publish quarterly newsletter for investment adviser and broker dealer clients.
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  • Wells Bring Hope
    Corporate Development Manager, Advisory Board Member
    Wells Bring Hope Oct 2013 - Jul 2014
    Los Angeles
    Counseled board on non-profit operations. Developed strategic plan to engage new corporate partners and strengthen existing corporate partnerships. Conducted outreach to strategic corporate partners. Conducted research on state law requirements in connection with fundraising sales.
  • Sutherland Asbill & Brennan Llp
    Corporate Associate
    Sutherland Asbill & Brennan Llp Sep 2008 - Oct 2012
    Counseled clients on a wide range of legal and business matters, including general corporate and securities matters, regulatory and securities filings, corporate governance and compliance issues, fiduciary responsibilities and other related matters. Represented issuers and underwriters/placement agents as the lead associate on public and private multi-million dollar offerings for equity and debt, including the drafting, negotiation and review of documents related to the offerings and filings with the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority Inc. (FINRA). Drafted and reviewed documents for filing with and approval by the SEC, including registration statements and related exhibits and ongoing public company securities filings under the Securities Exchange Act of 1934 and the Investment Company Act of 1940. Counseled immigrants and asylum seekers before immigration authorities and represented human trafficking victims in immigration law proceedings. Coordinated and administered the Sutherland Junior College Program, a public partnership that provides inner-city high school students with college prep training.
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  • Fannie Mae Analyst Program
    Business Analyst
    Fannie Mae Analyst Program Aug 2003 - Aug 2005
    Washington D.C. Metro Area
    Created economic models for non-profit partners to support the implementation of initiatives to close the home ownership gap. Managed translation of proprietary software's consumer interface documents and tools. Led analysis and implementation of overall Latino homeownership initiative via use of proprietary software and key partnerships. Led team in developing policy for transitioning second year analysts to full time employees at Fannie Mae, serving as a liaison between analysts and management.
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  • Cravath, Swaine & Moore Llp
    Corporate Legal Assistant
    Cravath, Swaine & Moore Llp Jun 2002 - Aug 2003
    New York, Ny
    Assisted attorneys in drafting, proofreading, and editing agreements, filings and other corporate documents. Researched and created corporate profiles of public companies. Arranged and oversaw client conferences.
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  • Lazard Freres Llc & Co
    Intern
    Lazard Freres Llc & Co Jun 2001 - Sep 2001
    New York, Ny
    Consolidated two years of global financial statements for three of the company's international offices. Posted year-end assets and liabilities into Lazard's PeopleSoft Version 8 database.
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Sylvia Harris Skills

Legal Writing Corporate Law Corporate Governance Legal Research Litigation Securities Securities Regulation Investments Commercial Litigation Nonprofits Legal Advice Business Strategy Business Analysis Legal Compliance Asset Management Investment Advisers Act 1940 Act Broker Dealer Compliance

Sylvia Harris Education Details

Frequently Asked Questions about Sylvia Harris

What is Sylvia Harris's role at the current company?

Sylvia Harris's current role is Investment Management and Regulatory Attorney, Strategic Advisor.

What is Sylvia Harris's email address?

Sylvia Harris's email address is sy****@****and.com

What is Sylvia Harris's direct phone number?

Sylvia Harris's direct phone number is (212)-389*****

What schools did Sylvia Harris attend?

Sylvia Harris attended New York University School Of Law, Vassar College, El Instituto Internacional.

What are some of Sylvia Harris's interests?

Sylvia Harris has interest in International Travel, Snorkeling, Yoga, Ballet, Live Music And Tennis, Movies, Wine, Health.

What skills is Sylvia Harris known for?

Sylvia Harris has skills like Legal Writing, Corporate Law, Corporate Governance, Legal Research, Litigation, Securities, Securities Regulation, Investments, Commercial Litigation, Nonprofits, Legal Advice, Business Strategy.

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