Tabetha Meier Email & Phone Number

Denver, CO, US

Denver, Colorado, United States

• Work proactively with the acquired firms and existing Mercer departments to facilitate a seamless transition
• Support in the process of extracting, gathering, and organizing client, account, performance, transaction, and fee data from the acquired firm to the Mercer’s major infotech systems.
• Assist in the transition and mapping of custodial relationships, CRMs and portfolio management systems.
• Manage other integration process sequences, including compliance, marketing, information technology and investment operations.
• Record integration target deadline dates, generate progress reports, and hold internal stakeholders accountable for meeting deadlines.

Greater Denver Area

• Supervise account operations team; delegating and overseeing account servicing related to to transfers, disbursements, standing instructions, mutual fund, equity, and fixed income trades.
• Project Manager for assigned projects that drive the Investment Operations department towards greater efficiency; responsible for creating, adapting and implementing action plans.
• Foster strong relationships with business partners as point of contact for custodians representing Mercer Advisors on a day-to-day basis and at Industry conferences and workshops.
• Support client service teams by researching and advising on IRS regulations, custodian requirements, and Mercer’s investment policy guidelines

Centennial, CO

• Act as a junior advisor, assisting in client account maintenance, portfolio reporting, financial planning and client meeting preparation
• Regularly create and maintain detailed financial plans for prospects and existing clients using Silver Financial. I continually update client investments, cashflow, net worth and retirement assumptions ensuring that.
• Prepare portfolio reporting documents for client reviews using multiple platforms including Morningstar, Albridge and eMoney. I verify accuracy of client accounts and balances and generate various investment reports
• Recently helped facilitate a major custodian transition, moving millions of dollars from Schwab to AssetMark
• Interact with multiple vendors to monitor client information and maintain investment accounts
• Generate quarterly investment monitoring reports for 401(k)s and individual investors under management

Littleton, CO

• Work with the Broker/Dealer to open new accounts, request distributions and update client information as needed
• Prepare financial advisors for client meeting s by collecting client data and creating reports
• Prepare the office for B/D (Kestra) and FINRA audits
• Work with the BD compliance department, submitting incoming and outgoing correspondence, submitting updates to advisor advertising and sales martials as well as maintaining OBA submissions
• Update and create quarterly reports for clients
• Attend client meetings and provide feedback for advisors

Santa Barbara, California, United States

Asset distribution subject matter specialistReview and delegate tasks to traders, portfolio accountants and operations teamInitiate all money movement in line with client requests ensuring all custodian requirements are met, cash availability and accurate processingFacilitate strong relationships with custodians, including Schwab, TD Ameritrade and SEI..

Santa Barbara, California, United States

Facilitated client account openings by researching with custodians and advising advisors Followed up on all client requested money movement ensuring accurate processing, then trouble-shooting and resolving any discrepanciesAudited accounts for unusual or unanticipated withdrawals and resolved deposit issues. Worked closely with Compliance Department to.

Santa Barbara, California, United States

Maintained the departments filing system, keeping it organized and up to date.Reviewed investment paperwork and served as a final check point for accuracyPrepared aged documents for archived filing system

Helped create business marketing plan and assisted in event planningCreated and maintained relationships with new clients to help build the businessRegulated client requests including money movement and paperwork completion

Associate'S Degree, Business, Management, Marketing, And Related Support Services

Education record