Managed the day-to-day operation of 130+ 401(k) plans, and assisted employees with investment allocations, rollovers, distributions, and inquiries. Kept up-to-date with new laws and regulations for qualified plans, and provided investment recommendations to qualified plan participants.Assisted employees with new 401(k) account implementation and onboarding, and generated ad hoc reports for employees. Worked and collaborated with TPA (Third Party Administrator) and Record Keepers while managing conflict resolutions.Generated employer quarterly Investment Monitoring and Reporting for all plans, and handled RFP (Request for Proposal) for new plan providers. Traveled locally and out of state for client meetings; education, enrollment, and plan reviews.

Worked in partnership with several independent Certified Financial Planners/FinancialAdvisors, providing comprehensive client relationship management for corporate executives,and managed the operations of sales of all types of investments, from equity and fixed income,to insurance and annuity products.Provided client service to over 300 clients with over $250MM in investable assets, and was a liaison between money management, portfolio management, advisors, and back officeto ensure that all service and trade related items are resolved in a timely manner.Attended sales meetings and calls with clients as well as various vendors and wholesalers. Managed and coordinated various aspects of financial seminars and marketing campaigns, andworking in close partnership with outside professionals, from estate planners, portfoliomanagers, and other business professionals.

Financial services and management role that encompassed a range of financial services including client service, investment management, and managing the operations of the team.

Collaborated with a team of Financial Advisors responsible for providing comprehensive wealth planning including investment management, lending services, income generation, intergenerational wealth transfer, tax strategies, and philanthropic endeavors to ultra-high-net worth investors with net worth between $5 to $250MM. Provided exceptional client service for over 200 high profile clients. Collaborated with team members and various internal departments to meet specific goals and objectives and provided complex solutions for clients by tapping into company resources. Created and executed specialized trading plans for corporate executives and insiders and assisted in developing executive sales strategies, facilitated pre-trade clearances, settled all trades by working with the company and transfer agent directly, and filed Rule 144 paperwork to SEC for Section 16 and Rule 144 clients according to company policy and federal regulations. Executed transactional trades for clients as needed with over $500MM in securities trading.

Provided full administrative and operational support to several Financial Advisors by servicing clients, researching problems, opening accounts, and processing account related forms.

Taught students of all ages violin and piano.