Tanmay Kshirsagar Email & Phone Number

Thane, Mh, In

Mumbai, Maharashtra, India

1. Conducted comprehensive research and analysis on high-profile individuals from the UK, utilizing OSINT sources as well as other diverse resources. 2. Utilized advanced tools and techniques to explore both surface web and deep web websites that provide information, resulting in the identification of potential risk categories. 3. Produced a detailed report outlining the identified risks and their potential impact on the client's business, providing actionable recommendations for risk management. 4. Conducted comprehensive analysis of adverse media databases, utilizing advanced querying techniques to identify and validate potential risks associated with subjects.

Mumbai, Maharashtra, India

1. Performing KYC Due diligence checks for Legal & Non-Legal Entities globally.2. Direct contact with client on regular basis to obtain information with regards to the funds to be on-boarded.3. Liaising with different stakeholders who are basically RM/Sales representatives based out of UK and Lisbon for client details. 4. Looking up for fund details through open searches in Google, Legal entity Identifier, regulatory, etc. Performing Name screening of existing and new clients through Vigilance. 5. Analyzing and preparing report at EOD which are shared with other stake holder to match and reconcile at their part. Verifying and identifying the standard due diligence (SDD) for customer due diligence (CDD) of global corporate clients. 6. Enhanced Due Diligence (EDD) performed on entities and individuals from Sanction countries. 7. Documenting all the information collected for entity and individual in the respective folders for future comparison of the derogatory information found in client's record.8. Ensure all high-risk issues have been appropriately been identified, escalated and relevant approvals acquired from compliance team on PEP, SDN, SSI, OFAC, sanctioned listed profiles of entities and individuals and highlight them to respective business units. Ensure compliance with all Global KYC regulations, guidelines are adhered. 9. Setting up a deadline with the stakeholders and providing them a day-by day progress report.

Navi Mumbai, Maharashtra, India

1. Financial Associate Handling client’s withdrawal process of Mutual Fund which is received via email and application form 2. Verifying Money laundering documents and banking details before releasing the payment3. Maintaining KYC documents for verification of client and request documents for client setup 4. Trade Monitoring - Follows FCA guidelines to mitigate breaches and money laundering activities and settled withdrawal payment to client via CHAPS / FASTPAY / BACS5. Handling the responsibility for overall risk during the settlement of customer payments 6. Checking the Client Account for Transactions -Verify the Client Account, Validating the Trades, Making the Risk Rating based on Trades Happened7. Verifying customer data through AML tools before releasing the Payment8. Quality checking of work types and re-amending the deals if required 9. Resolve query and provide support to the client 10. Providing process training to new recruit

Master Of Business Administration - Mba, Banking Finance Service & Insurance, 9.53 Percentile

Bachelor Of Commerce - Bcom, Accounting And Finance, 8.88 Percentile