Yingzi Tan Email & Phone Number

Singapore

Financial Controller- Preparation of regulatory and financial returns for one of the Nomura entity- Supervise and review the Balance Sheet reconciliation and substantiation process- Supervise and review monthly group reporting to Japan for accuracy and timeliness- Preparation of monthly management reports and financial highlights for senior management- Preparation of board materials for Nomura entity board- Liaison with Accounting Policy, Treasury, Tax, Internal Audit or other departments internally and liaison with auditors externally- Preparation of quarterly financial statements as part of listing requirementsExecutive Management Committee Secretary- Organize Board and Executive Management Committee meetings- Present monthly financials and other agenda items to Nomura Board of Directors- Record of meeting minutesProduct Controller- Responsible for the preparation and analysis of P&L for Nomura listed entity and other smaller entities- Ensuring P&L attributes are correct

Singapore

Responsible for the legal entity control functions for the bank entityEnsure compliance with the Corporate Accounting and Control policiesEnsure timely and accurate local regulatory reportingEnsure timely and accurate Head office reportingEnsure timely completion of annual accounts and auditsMaintain high level of internal control standardsKeep abreast with the recent regulatory and accounting developments / changes and analyze impact and ensure compliance of these changes

Singapore

Audited various banks and non-bank entities.For banking entites: Conducted reviews of processes and controls on departments within Retail clients segment and Private Banking segment. Other departments include collateral monitoring, treasury, cash and trade reconciliations etc.Conducted compliance testing for MAS. Areas include KYC/AML, Tax Crimes, Fair Dealing guideline, Banking Secrecy Act, Representative Notification Framework, Business Continuity Management guideline and Outsourcing etcConducted financial statement audit, including reviewing of accounting entries and compliance with relevant IFRSPrepared financial statements and reviewed MAS form submissions (MAS 609)Prepared long form reports for MAS submissionPerform certifications for client such as IBF certification and nominees certificationFor non-bank entities:Performed analytical reviews to assess performance of companies and identify key focus areasCritically assessed inputs used by client by reference to industry trends and performance of companies the fund invested inAssessed the fair value of investment securities using various valuation methodsConducted financial statement audit, including reviewing of accounting entries and compliance with relevant IFRSConducted stock-takes and audits of inventoryPrepared financial statements

Singapore

Improved data reference process by identifying gaps in system entitlements and implementing controls to prevent unauthorized access of users and system owners.

Singapore

Reviewed issuers’ Additional Listing Applications, delisting and reverse takeover of firms; grant waivers from complying with Listing Rules

- Research on IPO firms in Singapore assigned- Focussed on identifying success factors associated with IPO firms on SGX

Accountancy And Finance

Activities and Societies: Case Competition Squad

Bachelor’S Degree, Double Degree In Accountancy And Banking & Finance

Went to University of Hong Kong for a 4-month exchange program