Theodore Ghorra Email & Phone Number

I handle corporate transactions, and have extensive experience in confidentially marketed public offerings, registered direct offerings, traditional follow-on offerings and PIPE transactions. I handle Public Offerings, Private Placements and M&A, and have represented many Investment Banks and Public companies, and oversee all aspects of these transactions from team oversight, managing due diligence and analysis through preparation of transaction documents, pricing and closing.I have closed more than 175 corporate and capital markets transactions. I have extensive experience as underwriter’s/placement agent’s counsel, ranging from boutique investment banks through the bulge brackets. Many of the issuers involved in these transactions are in the life sciences, energy/alternative energy and technology sectors, but not to the exclusion of other industry sectors. I regularly work with the Financial Industry Regulatory Authority (FINRA) to facilitate clearance of these transactions under its Corporate Financing Rules. I also represent Public Company clients, sometimes as outside general counsel, as well as in M&A, public and private offerings, SEC filings (‘33 Act and ‘34 Act) and provide general corporate and securities compliance advice. When not working in the larger corporate and capital markets space, I enjoy stepping into the startup company world and am currently working with a fitness product-based company in various aspects of its business. It is a lot of work, but fun to get something off the ground from scratch.In addition, I am active in pro bono matters and have represented clients in the areas of Healthcare, Catholic School Education, the Holocaust Project and the arts.

Listed skills include Strategic M&A, Private Placements, Corporate Transactional, Management Due Diligence, and 2 others.