• Responsible for Best Execution Monitoring on internally/externally executed trades • Maintenance and Updating of Conflicts of Interest Log-recording new conflicts of interest as and when they arise, authorising disclosure in company documents including amending Terms of Business with third parties where applicable• Perform Due Diligence on IFA,s and Third Parties and raise issues with management accordingly• Maintenance and Updating of Firms Policies and Registers including Best Execution & PAD Policy • Surveillance Monitoring of e communications• Monitoring and recording all Personal Account Dealing and providing timely escalation of issues to management• Maintain a good working knowledge of FCA HandbookMonitoring of all Financial promotions

• I returned to KBL and co managed the Short Term Interest Rate Option desk speaking to Institutional clients ,providing trade ideas ,market flows ,price discovery ,surveillance and best execution across all exchanges including EUREX,LIFFE/ICE ,CME AND CBOT.• Investigated new trading strategies and negotiated on option strategy prices between customers and Market Makers to agree on fair terms for all parties to minimise risk and achieve profitable outcomes.• Built relationships with Institutional clients, brokers and market makers executing Futures and Options using various systems including, Easyscreen, TT, ICE Block and Eurex Gui.• Monitored and oversaw trading activity and market events using analysis and pricing tools including Bloomberg, Reuters and Quick Strike.• Held monthly team meetings to discuss ongoing desk performance and agree and set personal and desk targets and to ensure rigorous compliance.

Working on the new Pricing and Settlement System for LIFFE Market Services. Working with developers on Options Pricing and Volatility Algorithms I wrote and executed test cases and was heavily involved in the UAT Life cycle in London and Amsterdam.I was responsible for gathering requirements from the Business side and planning Testing Scenarios for the Negative Interest Rates project and documenting outcomes in Test Centre.

• Worked on Short Term Interest Rate Futures and Options execution desk.• Developed trade ideas for institutional client base for products on LIFFE EUREX and CBOT. • Delivered up to date market flows, price discovery and secured best execution

Broking Financial Options on LIFFE and was responsible for 2 brokers. Developed and maintained the client base and was a member of the Bund Option Pit Committee. I was made redundant when Liffe Options Product migrated onto the electronic platform.

Order Filler in all Financial Options Contracts on LIFFE. In a team of 2 responsible for developing relationships with Proprietary Traders and Swaps Desks.

Principle Options broker on the Bund Option pit.Order filler in all Financial Futures and Options Contracts on LIFFE.

Pit Observer

Processing customer transfers, dealing with account queries and cashier duties.