Business Transformation Manager
Current
Nov 2024 - Present
Who is Thomas Glaus? Overview
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Quick answer
Thomas Glaus is listed as Business Transformation Manager at Incore, based in Zurich, Switzerland, Switzerland. AeroLeads shows a matched LinkedIn profile for Thomas Glaus.
Thomas Glaus previously worked as Berater für Finanzdienstleistungen at Gwp Group and Head of Central Compliance at Leonteq Securities Ag. Thomas Glaus holds 2002, Bankenrevision from Höhere Fachschule Der Treuhand-Kammer.
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Incore
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Profile bio
About Thomas Glaus
Thomas Glaus is a Business Transformation Manager at Incore. They is proficient in Englisch. Colleagues describe them as "I have known and worked with Thomas for over 10 years. We have consistently positively collaborated on a wide range of topics over the years. Thomas is a highly qualified Compliance officer with all the required skills necessary to perform in this field. He is a very professional, solid, reliable, well-organized, knowledgeable, and experienced individual with the ability to have an immediate positive impact in any organization. What I appreciate the most about Thomas’ personality is his honesty, rational thinking, and integrity. He has a very positive personality and it was always pleasant working with him. It would be my absolute pleasure to recommend Thomas for a Compliance role in any organization. I consider him a highly valuable asset to any team, and truly enjoyed working with him.", "Deep and longstanding compliance experience hands-on. Very good organisator and team builder, ready to have an open dialogue and integrate different opinions into his assessments. Combining compliance acumen, risk assessment and business strategy.", and "Thomas Glaus ist nicht nur einen top professionel aber auch einen Vorbild als Leader und Mensch."
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10 roles
Thomas Glaus work experience
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Berater Für Finanzdienstleistungen
Aug 2023 - Nov 2024
Head Of Central Compliance
Leonteq Securities Ag
Financial crime (AML, anti-corruption); regulatory development; governance, reporting & disclosures; SIX reporting (incl. ad hoc publicity reviews, management transactions, significant participations); Compliance trainings; investigations; managing team of 3 Compliance Officers
Jan 2022 - Jul 2023
Head Of Compliance Emea
Leonteq Securities Ag
Financial crime (AML, anti-corruption); client onboarding and reviews (KYC); regulatory development; governance, reporting & disclosures; SIX reporting (incl. ad hoc publicity reviews, management transactions, significant participations); Compliance trainings; investigations; Compliance policies; managing team of 16 Compliance Officers
Nov 2013 - Dec 2021
Head Regulatory Compliance, Executive Director
Leonteq Securities Ag
Regulatory development; governance, reporting & disclosures; SIX reporting (incl. ad hoc publicity reviews, management transactions, significant participations); capital adequacy subject matter expert (incl. internal advisory)
Oct 2012 - Oct 2013
Head Global Regulatory Assurance, Executive Director
Leonteq Securities Ag
Subject matter expert capital adequacy and large exposure risks; conceptual advisory of and cooperation with Executive Committee, risk management, risk control, front office (sales and structuring) with regard to regulatory and GAAP developments, capital impacts of complex transactions, large exposure risk rules, single transaction advice; supervision and.
Jun 2010 - Sep 2012
Regulatory Assurance Basel Ii, Vice President
Subject matter expert for Basel II capital adequacy, large expsoure risk and leverage ratio, incl. accounting policies, conceptual and operational advisory; new business transactions; regulatory development (BIS and FINMA). Member of the CS Philanthropy Finance Switzerland
Mar 2008 - May 2010
Financial Reporting And Consolidation, Vice President
Review and analysis of quarterly results, interface to External Reporting; subject matter expert and overall responsibility for earnings per share and treasury shares (US GAAP); coordination of Group deliverables for the Group financial statements and the reporting to the SEC; responsibility for Audit Committee presentation (interface between Chief.
Dec 2004 - Feb 2008
External Bank Audit, Manager
Financial and regulatory audit of national and international private and investment banks, brokers and other financial institutions incl. social security audits (pillar 1-3); Analysis of clients' risk and risk management processes incl. reporting to clients' board and management; credit reviews (creditworthiness /credit standing)
Sep 1997 - Nov 2004
Credit Administration
St. Galler Kantonalbank
Management of mortgage and commercial credits incl. dealing with the registry of deeds; credit assessments (creditworthiness / credit standing) and offerings
Mar 1991 - Dec 1993
2 education records
Thomas Glaus education
2002, Bankenrevision
Höhere Fachschule Der Treuhand-Kammer
Betriebsoekonom Fh, Wirtschaftswissenschaften
Fhs St. Gallen, Hochschule Für Angewandte Wissenschaften
FAQ
Frequently asked questions about Thomas Glaus
Quick answers generated from the profile data available on this page.
What company does Thomas Glaus work for?
Thomas Glaus works for Incore.
What is Thomas Glaus's role at Incore?
Thomas Glaus is listed as Business Transformation Manager at Incore.
Where is Thomas Glaus based?
Thomas Glaus is based in Zurich, Switzerland, Switzerland while working with Incore.
What companies has Thomas Glaus worked for?
Thomas Glaus has worked for Incore, Gwp Group, Leonteq Securities Ag, Credit Suisse, and Pricewaterhousecoopers.
How can I contact Thomas Glaus?
You can use AeroLeads to view verified contact signals for Thomas Glaus at Incore, including work email, phone, and LinkedIn data when available.
What schools did Thomas Glaus attend?
Thomas Glaus holds 2002, Bankenrevision from Höhere Fachschule Der Treuhand-Kammer.
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