Tom Maclennan, Cfp® Email & Phone Number

Rockville, Maryland, Us

• Manage existing clients and source new business.• Develop and lead firm strategy.• Lead compliance and regulatory efforts of WMS Advisors, LLC, an SEC registered Investment Advisor (RIA)• Create, implement and manage investment plans and portfolios for our clients• Research and analyze bonds, equities, mutual funds, exchange-traded funds, and direct participation programs.• Initiate and lead special projects.• Create risk management policies and procedures.• Develop comprehensive financial plans for clients.• Prepare and conduct meetings with current and potential clients.• Monitor economy, markets, and world events as it relates to portfolio allocation and rebalancing.Tom MacLenanntmaclennan@wmsadvisors.com(o) 301-294-7804Charlotte, NC Office6135 Park South Drive, Suite 510Charlotte, NC 28210Rockville, MD Office 11300 Rockville Pike, Suite 800Rockville, MD 20852Securities offered through Grove Point Investments, LLC, member FINRA/SIPC. Investment Advisory Services offered through Grove Point Advisors, LLC and WMS Advisors. Grove Point Investments, LLC & Grove Point Advisors LLC are subsidiaries of Grove Point Financial, LLC. WMS Advisors, LLC is not affiliated with Grove Point Financial, LLC or its subsidiaries. Securities and Investment Advisory Services offered at 11300 Rockville Pike Suite 800, Rockville MD 20852. Investment Advisory Services through WMS Advisors, LLC also offered at 6135 Park South Drive, Suite 510, Charlotte NC 28210.Form CRS Link: https://bit.ly/GPF-Disclosures

San Francisco, California, Us

• Supported two Trust Advisors in daily administration of their book of business.• Resolved client issues and answered questions through phone calls, e-mail, and face-to-face interaction.• Opened/closed accounts, managed overdrafts, and prepared client correspondence.• Communicated with outside professionals and Wells Fargo’s internal support groups to resolve account issues.• Managed monthly Lunch and Learn program sponsored by Cannon Institute.

• Conducted fundamental industry and company research by analyzing Standard and Poor’s industry reports, S.E.C. filings, and web based research.• Analyzed the LCDX, ABX, CDX and CMBX Indices to estimate their impact on the balance sheet of American Home Mortgage.• Explored investment opportunities related to the financial markets.• Created financial models using Microsoft Excel.• Analyzed past trading techniques and modeled bond portfolios for call risk

B.S., Finance

Accounting And Finance