Thais Oliveira Email and Phone Number

- Preparation of spreadsheets and presentations of controls and reports in the area,- Regulatory tests of the effectiveness of the Broker's and Bank's internal controls (CVM and Brazilian Central Bank), evaluating controls and monitoring action plans for identified deficiencies.- Reconciliations required by global headquarters.• Until Dec/23:- Process of judicial blocking and unblocking of client positions,- Process of responding to customer requests/confirmations and… Show more - Preparation of spreadsheets and presentations of controls and reports in the area,- Regulatory tests of the effectiveness of the Broker's and Bank's internal controls (CVM and Brazilian Central Bank), evaluating controls and monitoring action plans for identified deficiencies.- Reconciliations required by global headquarters.• Until Dec/23:- Process of judicial blocking and unblocking of client positions,- Process of responding to customer requests/confirmations and their external audits (confirmation letters),- Daily reconciliations of the bank's operations, between internal systems, clearings and accounting positions. Show less

• Working in Market Representation - Asset Management and Fiduciary Services at ANBIMA. Specifically in the Qualified Services group, with regard to the Custodian, Non-resident Investor Custodian, Bookkeeper and Investment Fund Administrator.• In addition to participating in technical discussions such as XML 5.0 files.• Participation in Commissions, Working Groups and Technical Groups under the responsibility of the Fiduciary Services Forum.• Participation in direct meetings with… Show more • Working in Market Representation - Asset Management and Fiduciary Services at ANBIMA. Specifically in the Qualified Services group, with regard to the Custodian, Non-resident Investor Custodian, Bookkeeper and Investment Fund Administrator.• In addition to participating in technical discussions such as XML 5.0 files.• Participation in Commissions, Working Groups and Technical Groups under the responsibility of the Fiduciary Services Forum.• Participation in direct meetings with regulatory institutions (CVM, PREVIC, SUSEP, Central Bank)• Participation in different fronts of discussions related to the new CVM 175 Investment Fund Regulation, such as Remuneration of service providers, investment abroad, accounting impacts and general regulations.Tasks:• Organization of meetings (agendas, lists of participants);• Disclosure of minutes, materials and information in systems (workplace and organismos);• Preparation of materials for meetings and minutes.• Update materials on area organization;• Assistance in preparing studies and analyzing standards; etc Show less

also in Market Representation. Where it discussed the distribution of securities assets, in the Private and Retail sector, in addition to Pension Products, Product Portability and impacts of CVM Resolutions 178 and 179.