Thanesha Shaik Email & Phone Number

Dubai, Ae

United Arab Emirates

Banking and Financial servicesManaging Risk and Control for Treasury operations including ENBD an EI banks through Tanfeeth.Identifying, analyzing, mitigating risk and placing controls for the identified risk.Evaluating existing risk and controls and performing sampling for standards of controls.Managing ORCA, KRI,KPI and SLA breaches and escalations.Risk reporting to head of department and risk forumsTraining teams on risk awarenessManaging claims in treasury operations in terms of riskPFD preparations SOP implementation and NPP Analysis.Performing sampling to test the control testing.

United Arab Emirates

Calypso Implementation, User Acceptance Testing (UAT), Application migration, enhancement projects and specific end user reporting project.

Hyderabad Area, India

Substantial shareholder disclosureThe UBS Group Shareholder Reporting Program (generally referred to as ("GSP"​) is aprocess designed to discharge 'UBS' global obligations for reporting its global aggregatedshareholdings in accordance with regulatory and legal requirements in all relevant jurisdictions and across all Business Groups.Active Disclosure:-UBS has a regulatory reporting and disclosure obligations for all the reportable holdings as per the respective countries. The holdings are aggregated to analyze if a disclosure is required.The jurisdictions that cover under GSP are: Belgium – Netherlands – German - Swiss Long/FMCH – Spain - French Analysis - UK Disclosure - Non UK Disclosures - M.E Countries - Korean MonitoringPassive reporting:-The issuers are entitled to request UBS for information on shares held by the client or its various legal entities and require identification of the beneficial owners of the stock.The jurisdictions that cover under GSP are: UK long and short Section 793 and 140 South Africa - Singapore/Hong Kong Section 92 and 329 - Australia Section 672 - French Long - UBS Securities Australia LtdInterests requirements Substantial Shareholding report for APAC, EMEA, Singapore, Hong Kong, UK, Australia and preparing disclosures for all these regions.Project Management and People Management: Accountable for performance and associated risks for all activities performed within the service delivery group ensuring at a minimum all SLAs are met  Lead, motivate and manage a team of 75+ people. Responsible for recruitment, training and development, talent management and retention.  Ensure compliance to risk and control guidelines.  Active engagement in Continuous Improvement change Risk Identification - Risk Monitoring - Operational Risk Recording / Reporting - Audit and Operational Risk InterfaceTalent:--- Self-motivated, with pro-active service attitudeKnowledge:--- Operational risk knowledge -Regulatory knowledge–E2E

Chennai Area, India

Account Creation & Compliance - Creating and maintain Equity trading accounts. Using World Check & OFAC for checking trader’s criminal, financial and other back ground check and if there was any discrepancy we prepare NO CRIME report for individual. Following KYC norms.Risk Management – Maintaining Leverages\Risk settings for global branches and traders. Monitoring risk for all the branches and trades.Product Control - Monitoring trading activity to ensure it is within a specified remit.Prepare daily commission calculations for the Equities business using various systems reports. Report daily commission to business management at detailed sub levelsAdvice daily commission totals to Product Control to include in business daily p&lsInvestigate any variances on new issue fees and commissions, advice Product Control to include in overall business reconciliationBack Office – Back office operations\Dash board applications, reporting and testing.Trade Floor support – Applications support, Research, Testing, solving trading floor issues through call and mails.Trade operations – Trade Brake, Trade Burst, Trade Capture, Trade aggregation. Position reconciliation, Vendor ManagementBorrows – ETB&HTB List, Locates from vendors, IPO’s and cusips.Trader Management System – Reporting Tools, Trade settlement adjustments.Trade P&L – P&L calculation, Adjustments, P&L reports by variable periods.Trade Settlements – Automatic Data Processing, Trade violations, Reconciliation of P&L, Trading Blotter reconciliation, Risk Manager Adjustments, and Trade Life Cycle.Commission Rates – Deal/Rates Management, Setting up Flag rates of different ECNs.Narratives – Suspicious activity reports (SAS), Analyzing trading strategies-layering, spoofing, Rebate, Compliance reports, Risk Review, Identifying fraud trading, HWM.Testing: STLC, Dash Board Applications, Compliance reports, Trade P&L and commission testing, Gray box and other software/applications testing.

Risk Management/Account Creation/ Back office Started working in trade support and watching risk manager of all branch traders. Worked with ECNs and Back office applications to create accounts.Receiving calls from different branch /Group managers to support them and maintain month start/end reports of trades/traders P&L.Reconciliation of P&L and trades comparison, updating Risk Manager balances.Using technical applications for generating reports and sending the reports to traders (Access, Excel, and Word 2003).Taking locates from the third party vendors and maintaining their payment accounts for the month end.Trade conformation and templates database maintenance. Maintaining the all traders database to handle all reports and invoices.Successfully running Trade Lifecycle activities. Interacting with exchange for order confirmations

Chennai Area, India

Worked as a Technical trader and analyst of NYSE, NASDAQ, AMEX and other exchange.Analyze financial performance of equity shares traded in NYSE and NASDAQ.Analyze US economy and different financial events and their potential impact on the stock market.Grasped the knowledge of Technical and Fundamental analysis and their practical implementation. Developing unique and profitable trading strategies.As Analyst, responsible for analyzing economy as a whole, specific sectors of interest and price movement/trend of active stocks on NYSEMonitor market news/events and evaluate involved risks and opportunities to capitalize on market movementsInvolve tape reading technique, and use charts and moving averages to identify break outs, analyze trends and recognize resistance/support levelsPrepare/execute action plan based on pre-market movement, take proprietary trading positions (Intra day) on behalf of Firm and decide entry/exit points in each positionDemonstrated a performance oriented and achievement driven tenure focusing on yielding profits consistently.SKILLSRisk management, Trade settlements, Reconciliation.Account creation and back office operations, auditing in the month /quarter/yearly audits for the receivables and payables.Trade brake, trade burst and all other trading issues solving techniques.Maintaining and distrusting the Trading reports to the traders in Trader Management Systems (TMS).Borrow locates form Gold mansacks and locates stock and other third party wanders.Maintains ECN rates for trades and clearing trade destinations.

Mba, Finance,Economics,Accounting

Master of Business Administration in Finance

Bachelor Of Commerce - B.Com, Commerce; Finance; Economics

Intermediate, Commerce; Economics