Thomas Allardice Email & Phone Number
@rockco.com
2 phones found area 201
LinkedIn matched
Who is Thomas Allardice? Overview
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Thomas Allardice is listed as Central Supervision at Rockefeller Capital Management, a company with 491 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at rockco.com, phone signal with area code 201, and a matched LinkedIn profile for Thomas Allardice.
Thomas Allardice previously worked as Product Supervision at Merrill Lynch and Trade Review at Merrill Lynch. Thomas Allardice holds Bachelor'S Degree, Finance from Rutgers, The State University Of New Jersey-Newark.
Email format at Rockefeller Capital Management
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AeroLeads found 1 current-domain work email signal for Thomas Allardice. Compare company email patterns before reaching out.
About Thomas Allardice
A highly motivated, self-starting professional with exceptional organization and communication skills. Recognized as a consistently productive team leader who can train, mentor and motivate others to similarly high levels of work. A solid problem solver who will always add to the team’s effectiveness and to bottom line results.
Listed skills include Risk Management, Financial Services, Series 7, Investments, and 9 others.
Thomas Allardice's current company
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Thomas Allardice work experience
A career timeline built from the work history available for this profile.
Central Supervision
Current
Product Supervision
Trade Review
Responsible for thoroughly reviewing client’s security trades for suitability and compliance, and for looking for any patterns of trading. Coordinate with the Office Management Team regarding potential risks regarding specific clients or Financial Advisors trading patterns.
E-Mail Supervision
Reviewed electronic communications between branch office personnel and clients to ensure adherence to company policies. Worked closely with Branch Office Management regarding issues requiring prompt attention, and alerted Branch Managers of points of potential risk. Created comprehensive monthly reports for branch management to better identify and.
Cip
Verified a full range of submitted data for accuracy and completeness. Also verified clients with the Office of Foreign Assets Control (when clients weren’t U.S. citizens and/or residents of a U.S. defined sanctioned country), if needed. Opened special restricted accounts for Global Economic Sanctions. Reviewed news articles to ensure that clients weren’t.
Legal Advisory Services
Responsible for reviewing documentation for estate accounts, powers of attorney, guardianships, conservatorships, trusts and court orders to ensure adherence to legal and compliance regulations. Assisted branch office staff regarding the correct legal documentation to prevent/reduce firm risk exposure. Distributed assets based upon documentation.
Plan Participant Services
Coordinated efforts with client Services/Retirement Department to educate participants regarding their 401(k) Plans and Non-qualified Plan(s), Traditional IRA, Roth IRA and IRRA. Placed trades on behalf of client participants ensuring compliance throughout the process
Private Wealth Services
Charged with a very broad range of management escalated account or operation issues for high net worth clients. Assisted external and internet clients with operations inquiries. Worked to research and resolve negative survey results. Also, coordinated Series 7 Exam scheduling for staff members. On the last business day of the year, assisted Merrill Lynch.
Investor Link Representative
Responded to high call volume from clients and prospects regarding the full array of company products and services.
Colleagues at Rockefeller Capital Management
Other employees you can reach at rockco.com. View company contacts for 491 employees →
Nelson Faro
Colleague at Rockefeller Capital ManagementUnited States, United States
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Mikayla Brunell
Colleague at Rockefeller Capital ManagementAlbany, New York Metropolitan Area, United States
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Thomas Mcdavid
Colleague at Rockefeller Capital ManagementAtlanta, Georgia, United States, United States
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Christopher Mitchell
Colleague at Rockefeller Capital ManagementUnited States, United States
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Shannon Bergstrom
Colleague at Rockefeller Capital ManagementNew York, New York, United States, United States
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Hao V. Dong
Colleague at Rockefeller Capital ManagementSan Jose, California, United States, United States
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Megan Payton
Colleague at Rockefeller Capital ManagementCharlotte, North Carolina, United States, United States
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Deanna Weir
Colleague at Rockefeller Capital ManagementNew York City Metropolitan Area, United States
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MM
Margaret Monahan
Colleague at Rockefeller Capital ManagementNew York City Metropolitan Area, United States
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Olga Benacerraf
Colleague at Rockefeller Capital ManagementUnited States, United States
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Thomas Allardice education
Bachelor'S Degree, Finance
Associate'S Degree, Business Administration
Frequently asked questions about Thomas Allardice
Quick answers generated from the profile data available on this page.
What company does Thomas Allardice work for?
Thomas Allardice works for Rockefeller Capital Management.
What is Thomas Allardice's role at Rockefeller Capital Management?
Thomas Allardice is listed as Central Supervision at Rockefeller Capital Management.
What is Thomas Allardice's email address?
AeroLeads has found 1 work email signal at @rockco.com for Thomas Allardice at Rockefeller Capital Management.
What is Thomas Allardice's phone number?
AeroLeads has found 2 phone signal(s) with area code 201 for Thomas Allardice at Rockefeller Capital Management.
Where is Thomas Allardice based?
Thomas Allardice is based in New York City Metropolitan Area, United States, United States while working with Rockefeller Capital Management.
What companies has Thomas Allardice worked for?
Thomas Allardice has worked for Rockefeller Capital Management and Merrill Lynch.
Who are Thomas Allardice's colleagues at Rockefeller Capital Management?
Thomas Allardice's colleagues at Rockefeller Capital Management include Nelson Faro, Mikayla Brunell, Thomas Mcdavid, Christopher Mitchell, and Shannon Bergstrom.
How can I contact Thomas Allardice?
You can use AeroLeads to view verified contact signals for Thomas Allardice at Rockefeller Capital Management, including work email, phone, and LinkedIn data when available.
What schools did Thomas Allardice attend?
Thomas Allardice holds Bachelor'S Degree, Finance from Rutgers, The State University Of New Jersey-Newark.
What skills is Thomas Allardice known for?
Thomas Allardice is listed with skills including Risk Management, Financial Services, Series 7, Investments, Equities, Mutual Funds, Wealth Management, and Fixed Income.
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