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Thomas Allardice Email & Phone Number
Central Supervision
at
Rockefeller Capital Management
1 work email found
@rockco.com
2 phones found area 201
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Central Supervision
Location
New York City Metropolitan Area, United States
Company size
Who is Thomas Allardice? Overview
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Quick answer
Thomas Allardice is listed as Central Supervision at Rockefeller Capital Management, a with 491 employees, based in New York City Metropolitan Area, United States. AeroLeads shows a work email signal at rockco.com, phone signal with area code 201, and a matched LinkedIn profile for Thomas Allardice.
Thomas Allardice previously worked as Product Supervision at Merrill Lynch and Trade Review at Merrill Lynch. Thomas Allardice holds Bachelor'S Degree, Finance from Rutgers, The State University Of New Jersey-Newark.
Company email context
Email format at Rockefeller Capital Management
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{first_initial}{last}@rockco.com
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AeroLeads found 1 current-domain work email signal for Thomas Allardice. Compare company email patterns before reaching out.
Profile bio
About Thomas Allardice
A highly motivated, self-starting professional with exceptional organization and communication skills. Recognized as a consistently productive team leader who can train, mentor and motivate others to similarly high levels of work. A solid problem solver who will always add to the team’s effectiveness and to bottom line results.
Listed skills include Risk Management, Financial Services, Series 7, Investments, and 9 others.
Current workplace
Thomas Allardice's current company
Company context helps verify the profile and gives searchers a useful next step.
Rockefeller Capital Management
10 roles
Thomas Allardice work experience
A career timeline built from the work history available for this profile.
Central Supervision
Current
Aug 2021 - Present
Product Supervision
Jan 2017 - Aug 2021
Trade Review
Responsible for thoroughly reviewing client’s security trades for suitability and compliance, and for looking for any patterns of trading. Coordinate with the Office Management Team regarding potential risks regarding specific clients or Financial Advisors trading patterns.
Oct 2013 - Jan 2017
E-Mail Supervision
Reviewed electronic communications between branch office personnel and clients to ensure adherence to company policies. Worked closely with Branch Office Management regarding issues requiring prompt attention, and alerted Branch Managers of points of potential risk. Created comprehensive monthly reports for branch management to better identify and understand frequently occurring issues, and which individuals in the office develop tendencies to violate company policy with regard to electronic communications.
Oct 2012 - Oct 2013
Cip
Verified a full range of submitted data for accuracy and completeness. Also verified clients with the Office of Foreign Assets Control (when clients weren’t U.S. citizens and/or residents of a U.S. defined sanctioned country), if needed. Opened special restricted accounts for Global Economic Sanctions. Reviewed news articles to ensure that clients weren’t involved with any criminal activity or weren’t politically exposed. Assisted branch offices with establishing accounts to do business with foreign banks.
Oct 2007 - Oct 2012
Legal Advisory Services
Responsible for reviewing documentation for estate accounts, powers of attorney, guardianships, conservatorships, trusts and court orders to ensure adherence to legal and compliance regulations. Assisted branch office staff regarding the correct legal documentation to prevent/reduce firm risk exposure. Distributed assets based upon documentation.
Feb 2006 - Oct 2007
Plan Participant Services
Coordinated efforts with client Services/Retirement Department to educate participants regarding their 401(k) Plans and Non-qualified Plan(s), Traditional IRA, Roth IRA and IRRA. Placed trades on behalf of client participants ensuring compliance throughout the process
Jan 2005 - Feb 2006
Private Wealth Services
Charged with a very broad range of management escalated account or operation issues for high net worth clients. Assisted external and internet clients with operations inquiries. Worked to research and resolve negative survey results. Also, coordinated Series 7 Exam scheduling for staff members. On the last business day of the year, assisted Merrill Lynch Direct and placed unsolicited trades for the Merrill Lynch Direct client and full service clients in the Merrill Lunch Unlimited Advantage Program
May 2000 - Jan 2005
Investor Link Representative
Responded to high call volume from clients and prospects regarding the full array of company products and services.
Apr 1997 - May 2000
Team & coworkers
Colleagues at Rockefeller Capital Management
Other employees you can reach at rockco.com. View company contacts for 491 employees →
VC
Veronica Campanella
Colleague at Rockefeller Capital ManagementSan Diego, California, United States
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KR
Kellyann Risler (Nadeau), Esq.
Colleague at Rockefeller Capital ManagementAlbany, New York, United States
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JN
Josef Najar
Colleague at Rockefeller Capital ManagementNew York City Metropolitan Area, United States
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JJ
Jack James Still
Colleague at Rockefeller Capital ManagementTampa, Florida, United States
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CB
Christian Borodiak
Colleague at Rockefeller Capital ManagementBoca Raton, Florida, United States
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BN
Brian Nelson, Cfa
Colleague at Rockefeller Capital ManagementAtlanta Metropolitan Area, United States
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SL
Scott Lemen
Colleague at Rockefeller Capital ManagementWashington Dc-Baltimore Area, United States
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JW
Jennifer Wolf
Colleague at Rockefeller Capital ManagementNew York, United States
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CW
Carolyn Wachter
Colleague at Rockefeller Capital ManagementGreater Philadelphia, United States
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MM
Mirela Mihalache
Colleague at Rockefeller Capital ManagementNew York City Metropolitan Area, United States
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Veronica Campanella
Colleague at Rockefeller Capital ManagementSan Diego, California, United States
View →
KR
Kellyann Risler (Nadeau), Esq.
Colleague at Rockefeller Capital ManagementAlbany, New York, United States
View →
JN
Josef Najar
Colleague at Rockefeller Capital ManagementNew York City Metropolitan Area, United States
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JJ
Jack James Still
Colleague at Rockefeller Capital ManagementTampa, Florida, United States
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CB
Christian Borodiak
Colleague at Rockefeller Capital ManagementBoca Raton, Florida, United States
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BN
Brian Nelson, Cfa
Colleague at Rockefeller Capital ManagementAtlanta Metropolitan Area, United States
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SL
Scott Lemen
Colleague at Rockefeller Capital ManagementWashington Dc-Baltimore Area, United States
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JW
Jennifer Wolf
Colleague at Rockefeller Capital ManagementNew York, United States
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CW
Carolyn Wachter
Colleague at Rockefeller Capital ManagementGreater Philadelphia, United States
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MM
Mirela Mihalache
Colleague at Rockefeller Capital ManagementNew York City Metropolitan Area, United States
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2 education records
Thomas Allardice education
Bachelor'S Degree, Finance
Associate'S Degree, Business Administration
FAQ
Frequently asked questions about Thomas Allardice
Quick answers generated from the profile data available on this page.
What company does Thomas Allardice work for?
Thomas Allardice works for Rockefeller Capital Management.
What is Thomas Allardice's role at Rockefeller Capital Management?
Thomas Allardice is listed as Central Supervision at Rockefeller Capital Management.
What is Thomas Allardice's email address?
AeroLeads has found 1 work email signal at @rockco.com for Thomas Allardice at Rockefeller Capital Management.
What is Thomas Allardice's phone number?
AeroLeads has found 2 phone signal(s) with area code 201 for Thomas Allardice at Rockefeller Capital Management.
Where is Thomas Allardice based?
Thomas Allardice is based in New York City Metropolitan Area, United States while working with Rockefeller Capital Management.
What companies has Thomas Allardice worked for?
Thomas Allardice has worked for Rockefeller Capital Management and Merrill Lynch.
Who are Thomas Allardice's colleagues at Rockefeller Capital Management?
Thomas Allardice's colleagues at Rockefeller Capital Management include Veronica Campanella, Kellyann Risler (Nadeau), Esq., Josef Najar, Jack James Still, and Christian Borodiak.
How can I contact Thomas Allardice?
You can use AeroLeads to view verified contact signals for Thomas Allardice at Rockefeller Capital Management, including work email, phone, and LinkedIn data when available.
What schools did Thomas Allardice attend?
Thomas Allardice holds Bachelor'S Degree, Finance from Rutgers, The State University Of New Jersey-Newark.
What skills is Thomas Allardice known for?
Thomas Allardice is listed with skills including Risk Management, Financial Services, Series 7, Investments, Equities, Mutual Funds, Wealth Management, and Fixed Income.
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