Global Lead - Business Controls Unit (Bcu) For Debt Capital Markets (Dcm)
CurrentGlobal Lead - Business Controls Unit (BCU) - Debt Capital Markets (DCM) Reporting to the Global Head of BCU for Corporate Finance and leading a team of four globally, responsible for the implementation and delivery of the non-financial risk framework.• Collaborate with Senior Leadership to identify and manage risks within DCM, advising on control enhancements to mitigate potential regulatory and reputational impacts.• Consolidate regional L1… Show more Global Lead - Business Controls Unit (BCU) - Debt Capital Markets (DCM) Reporting to the Global Head of BCU for Corporate Finance and leading a team of four globally, responsible for the implementation and delivery of the non-financial risk framework.• Collaborate with Senior Leadership to identify and manage risks within DCM, advising on control enhancements to mitigate potential regulatory and reputational impacts.• Consolidate regional L1 controls and offshore operation responsibility to the Controls Hub, improving consistency, reducing audit findings and onshore costs.• Spearhead the design and implementation of the DCM BCU intranet site to improve communication of non-financial risk topics across Corporate Finance and reduce breaches.• Led initiatives to drive automation through system connectivity, improving prevention and reducing manual process, duplication and detective controls.• Drive regulatory adherence and compliance with Mifid II, FINRA, Volcker, HK SFC, MAR, ensuring that front office teams maintain up to date and accurate records Show less