Wealth Management Regulatory Officer
CurrentNSE Capital Market, Derivatives, Currency, Interest Rate Futures, New Debt, MFSS, SLBM, IPO ( Self Clearing Member) New Trading Membership and Enablement Documentation and Operations Process.BSE Capital Market, Derivatives, New Debt, Electronic Gold Receipt (EGR), RTM Segment, BSE StarMF, iBBS IPO ( Self Clearing Member) New Trading Membership and Enablement Documentation and Operations Process.NCL and ICCL New Clearing Corporation Membership and Enablement Documentation and Operations Process.Depository Participate CDSL and NSDL Registration, Documentation and Operations Process.SEBI Registration Process, E-Sign / DigiLocker Registration and Documentation Process.CVL KRA Intermediary and CKYC CERSAI Membership Documentation and Registration Process CSGL, NDS OM, TRAPES for G Sec Trading Platform Documentation and Registration ProcessF-TRAC (CP and CD) ICCL Reporting Platform Registration, Documentation and Maintenance ProcessNSE Debt CBRICS and BSE Debt NDS - RST Reporting Platform Documentation and Registration Process.NSE CBRICS and BSE NDS RST Online Bond Platform Providers (OBPP) in Debt Segment Documentation and Registration ProcessEarly Payin broker accounts activation and mapping in ICCL / NCL.BSE / NSE UAT Test environment, Simulation environment, CTCL, ALGO, IBT Activation Vendor (Greek Soft Technologies)Trading Id Creation for all exchange, Surrender of Lease line and Application of New Lease line.Handling NSE, BSE, Mcx -Sx and SEBI Inspection, Client Funding, Client Code Modification.Works closely with Surveillance and Monitor exposure and Var margin limits, settlement shortage, M2M violation, Preparing intraday shortages, positions limit Violations, TM Funds Limits on Trading terminals.Day-to-day monitoring of portfolio positioning and compliance with client guidelines.
