Thomas Gatti Email & Phone Number

Hong Kong

Hong Kong

Hong Kong

APAC region Financial Controller for Global Cash Equities and Execution and Clearing Sectors, providing assurance to the financial statementsResponsible for sign-off of monthly P&L, Balance Sheet, Hard Transfers, LRD, Liquidity and Funding, and Quarterly DisclosuresEnsure a robust set of controls is operating properly through effective supervision of offshore team, challenge and impact assessmentsPoint of supervision and escalation to offshore team tasks, including… Show more APAC region Financial Controller for Global Cash Equities and Execution and Clearing Sectors, providing assurance to the financial statementsResponsible for sign-off of monthly P&L, Balance Sheet, Hard Transfers, LRD, Liquidity and Funding, and Quarterly DisclosuresEnsure a robust set of controls is operating properly through effective supervision of offshore team, challenge and impact assessmentsPoint of supervision and escalation to offshore team tasks, including timely submission of PnL, review/commentary of business drivers, monthly GBSOV review to identify and resolve “at risk” items, adjustments, and changes to static data.Report to and interact with a number of stakeholders, including the business, CFOs, Entity controllers, Market Risk, Operations, Compliance, Legal , Tax and external auditorsAPAC Finance ETD Brexit Representative ensuring successful migration of European clients trading in APAC markets across entities. Show less

London, United Kingdom

Middle Office Operations Specialist Complex Transaction Management October 2014 – Present• Control function within Structured Credit, specifically Special Purpose Vehicles, working with trading desks, structuring, and other functions, front to back on complex trades across various businesses. • Review SPV Deals by performing T0 controls; reviewing legal documentation, trade bookings and lifecycle events; and produce deal summaries for trades including SPVs, CLNs… Show more Middle Office Operations Specialist Complex Transaction Management October 2014 – Present• Control function within Structured Credit, specifically Special Purpose Vehicles, working with trading desks, structuring, and other functions, front to back on complex trades across various businesses. • Review SPV Deals by performing T0 controls; reviewing legal documentation, trade bookings and lifecycle events; and produce deal summaries for trades including SPVs, CLNs, bespoke CDSs, SLA's and restructures.• Coverage of lifecycle management (CSA and collateral MV triggers/rebalancing monitoring; review compliance; approve collateral substitutions).• Offshore manager for SPV Ops (settlement instructions/fails and new issuance) and SPV Governance (legal database) teams. Responsibilities include point of escalation; periodic GBSOV+ reviews; manage relationship with internal/external SPV Operations contacts; internal and external payments for complex bespoke trades• Risk Exposure Management – manage life cycle events for Derivatives and Loan exposures that are held synthetically via SPVs. Controls included Substitution, Replenishment and Amortisation processes; sending internal and external communications.• Other day to day responsibilities include: query management; regulatory reporting; ORI management; provide client valuations; review of team procedures and cross-train new joiners Show less

Liverpool, United Kingdom

Paralegal Working in Resolution Law: DWFs claimant division within Insurance – Personal Injury.• Promoted after 5 months from Case Administrator to Paralegal – Managing a case load of 300 – 350 road traffic accident clients.• Ensure complete client care in all cases and developing relationships with clients and potential clients/introducers.• Action all technical aspects of a case in line with practice group/client service standards and protocols. • Ensure client service… Show more Paralegal Working in Resolution Law: DWFs claimant division within Insurance – Personal Injury.• Promoted after 5 months from Case Administrator to Paralegal – Managing a case load of 300 – 350 road traffic accident clients.• Ensure complete client care in all cases and developing relationships with clients and potential clients/introducers.• Action all technical aspects of a case in line with practice group/client service standards and protocols. • Ensure client service level agreements and deadlines are met.• Efficient use of the Case Management System (Solcase) and/or use of standard documentation wherever appropriate to maximise cost efficiency.• Conceive and implement development requests for the Case Management System as ‘Solcase Champion’ on behalf of the MOJ team: included leading a project to modify Solcase to streamline a business relationship which saved the firm thousands of pounds. • Continually met weekly targets and exceeded annual financial billing target of £650,000 by prioritising work efficiently and effectively. • Proactively negotiate settlement/quantum on behalf of clients with third party insurers to the satisfaction of the client whilst further developing legal technical knowledge and analysing risk where appropriate – in particular, the thorough analysis of client injuries and medical history. Show less

Lpc, Law

International Business, Post Graduate Certificate, Global Business, Managerial Accounting And Finance, Organizational Behaviour And Leadership

The qualification has provided me with an international perspective and understanding in the ways in which your business or industry.

Law