Thomas Guinan Email & Phone Number
@americanvetsgroup.com
1 phone found area 646
LinkedIn matched
Who is Thomas Guinan? Overview
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Thomas Guinan is listed as Operations Specialist at Americans Veterans Group at American Veterans Group, PBC, a company with 8 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at americanvetsgroup.com, phone signal with area code 646, and a matched LinkedIn profile for Thomas Guinan.
Thomas Guinan previously worked as Operational Specialist at American Veterans Group, Pbc and Supervisor at Aegis Capital Corp.. Thomas Guinan holds Bachelor'S Degree, Business Administration And Management, General, Magna Cum Laude from Manhattanville College.
Email format at American Veterans Group, PBC
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AeroLeads found 1 current-domain work email signal for Thomas Guinan. Compare company email patterns before reaching out.
About Thomas Guinan
Operations and compliance specialist with an array of surveillance and analysis experience in the securities industry. Experience in monitoring, collecting and evaluating daily and monthly trading activity. Background includes various surveillance and analysis in the securities industry. Knowledge of trading stocks, bonds, and options, using a diverse range of systems. Detail oriented with strong organizational skills. Recognized for resolving complex issues. Ability to work independently with minimal supervision. Certified in FINRA series 24, 7, 55, 63 and 79. Computer proficient.
Listed skills include Trading, Customer Service, Securities, Fixed Income, and 20 others.
Thomas Guinan's current company
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Thomas Guinan work experience
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Supervisor
Daily supervision using internal system to monitor registered representative activity to ensure compliance with trading and account policies; reviews include commission, holdings, large trades, and other potential riskConduct regular reviews for new accounts, background checks, fund movement, trade corrections and any ad hoc reviews from compliance.
Trading Compliance Associate
Conduct daily review of fixed income trades, using understanding of FINRA Rule 2121, MSRB Rule G30, the fixed income marketplace and firm policy, to evaluate for best execution, fair price and fair remunerationRecord and analyze daily TRACE and RTRS reports for trade reporting accuracy and timeliness in accordance with FINRA 6200 rule series; promptly.
Operations Specialist
- Confirmed and allocated all fixed income trades, including corporate bonds and treasuries
- Collaborated closely with compliance to ensure adherence to regulatory reporting rules and standards
- Improved regulatory report card with FINRA through monitoring and training
- Provided support for customers and brokers, including onboarding and account creation
- Balanced trading accounts, positions and P&L across multiple systems
- Oversaw and expedited trade settlement with multiple programs and counterparties, including Euroclear and foreign settlements
Operations Associate
All trade support for small firm. Including booking trades, placing order, executing and settling trades; all account management. Assisted in operations including IT and customer service.
Prime Services Support Specialist
- Monitored trading accounts for improper position or money balances and resolved any that were discovered
- Directed, monitored and reviewed trades to ensure fair executions and adherence to short sale rules and margin requirements
- Worked closely with Compliance department to discover fraudulent trading and file Suspicious Activity reports (SARS)
- Input equity, options and fixed income trades on Pershing’s systems for specific Pershing Prime customers
- Compiled break reports and worked with customer representatives on resolving all breaks and discrepancies
- Designed and updated break report utilized by senior management to monitor daily and monthly customer activity
Colleagues at American Veterans Group, PBC
Other employees you can reach at americanvetsgroup.com. View company contacts for 8 employees →
John Salter
Colleague at American Veterans Group, Pbc
Agoura Hills, California, United States, United States
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JJ
Jose J. Franco, Mba
Colleague at American Veterans Group, Pbc
Lakewood, California, United States, United States
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JV
Jerome Vicidomine
Colleague at American Veterans Group, Pbc
Melville, New York, United States, United States
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BM
Bella Mitchell
Colleague at American Veterans Group, Pbc
Los Angeles, California, United States, United States
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LS
Ledice Sweeney
Colleague at American Veterans Group, Pbc
New York City Metropolitan Area, United States
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PC
Phil Culpepper
Colleague at American Veterans Group, Pbc
Aurora, Illinois, United States, United States
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SE
Steve Elias
Colleague at American Veterans Group, Pbc
Myrtle Beach, South Carolina, United States, United States
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MB
Michael Bohling
Colleague at American Veterans Group, Pbc
Dekalb, Illinois, United States, United States
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KC
Karan Chopra
Colleague at American Veterans Group, Pbc
Hoboken, New Jersey, United States, United States
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JK
Jared Kurtzer
Colleague at American Veterans Group, Pbc
New York City Metropolitan Area, United States
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Thomas Guinan education
Frequently asked questions about Thomas Guinan
Quick answers generated from the profile data available on this page.
What company does Thomas Guinan work for?
Thomas Guinan works for American Veterans Group, PBC.
What is Thomas Guinan's role at American Veterans Group, PBC?
Thomas Guinan is listed as Operations Specialist at Americans Veterans Group at American Veterans Group, PBC.
What is Thomas Guinan's email address?
AeroLeads has found 1 work email signal at @americanvetsgroup.com for Thomas Guinan at American Veterans Group, PBC.
What is Thomas Guinan's phone number?
AeroLeads has found 1 phone signal(s) with area code 646 for Thomas Guinan at American Veterans Group, PBC.
Where is Thomas Guinan based?
Thomas Guinan is based in New York City Metropolitan Area, United States, United States while working with American Veterans Group, PBC.
What companies has Thomas Guinan worked for?
Thomas Guinan has worked for American Veterans Group, Pbc, Aegis Capital Corp., Maxim Group, Amherst Pierpont Securities, and Redi Markets, Llc.
Who are Thomas Guinan's colleagues at American Veterans Group, PBC?
Thomas Guinan's colleagues at American Veterans Group, PBC include John Salter, Jose J. Franco, Mba, Jerome Vicidomine, Bella Mitchell, and Ledice Sweeney.
How can I contact Thomas Guinan?
You can use AeroLeads to view verified contact signals for Thomas Guinan at American Veterans Group, PBC, including work email, phone, and LinkedIn data when available.
What schools did Thomas Guinan attend?
Thomas Guinan holds Bachelor'S Degree, Business Administration And Management, General, Magna Cum Laude from Manhattanville College.
What skills is Thomas Guinan known for?
Thomas Guinan is listed with skills including Trading, Customer Service, Securities, Fixed Income, Settlement, Series 7, Security, and Microsoft Office.
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