Compliance Officer
Current
Jan 2020 - Present
AeroLeads people directory · profile
Thomas J. Moore Email & Phone Number
Compliance Officer at Edward Jones
at
Edward Jones
1 work email found
@edwardjones.com
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Compliance Officer at Edward Jones
Location
St Louis, Missouri, United States
Who is Thomas J. Moore? Overview
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Quick answer
Thomas J. Moore is listed as Compliance Officer at Edward Jones at Edward Jones, based in St Louis, Missouri, United States. AeroLeads shows a work email signal at edwardjones.com and a matched LinkedIn profile for Thomas J. Moore.
Thomas J. Moore previously worked as Compliance Officer at Edward Jones and Private Client Services at Td Ameritrade. Thomas J. Moore holds Bachelor Of Science - Bs, Business Administration With Emphasis In Finance And Banking from University Of Missouri-Columbia.
Company email context
Email format at Edward Jones
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{first_initial}{last}@edwardjones.com
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AeroLeads found 1 current-domain work email signal for Thomas J. Moore. Compare company email patterns before reaching out.
Profile bio
About Thomas J. Moore
FINANCE PROFESSIONAL Ambitious and Motivated Individual with Equity Trading, Financial Planning, and Client Service Experience. Series 7/63 license with FINRA.Highly dedicated, focused, and goal-driven professional with proven communication and leadership talents. Gained valuable experience in work and internship roles, including Financial Representative Intern and Trade Support Specialist at leading financial firms. Regarded as a self-starter, collaborator, and quick learner. Excels in individual and team roles with technical aptitude, critical thinking and analytical skills.
Listed skills include Financial Services, Investment Products, Investment Advisory Programs, Trade Support, and 9 others.
Current workplace
Thomas J. Moore's current company
Company context helps verify the profile and gives searchers a useful next step.
7 roles · 15 years
Thomas J. Moore work experience
A career timeline built from the work history available for this profile.
Private Client Services
May 2018 - Oct 2019
Financial Services Representative
Sep 2017 - May 2018
Trade Support Specialist
- Recrutied to assist Financial Representatives in placing large block equity trades over $1 million in value.
- Managed daily workflow within multiple systems by running extensive macros, performing manual checks, and analyzing data.
- Followed escalation procedures to ensure timeliness and accurate processing of Fixed Income, Equity, and Municipal Bond trades; troubleshot and resolved any abnormalities, disruptions, or trade discrepancies.
- Worked with team members in daily surveillance of trade comparisons, and recorded daily end-of-the-day checklist.
- Maintained knowledge of evolving industry developments and trends, new products, and trading-related regulatory changes.
Aug 2016 - May 2017
Credit Analyst Intern
- Selected for a paid Summer internship to gain experience and earn credit toward college graduation.
- Generated financial ratios and data using computer programs to evaluate customers' financial status.
- Analyzed credit data and financial statements to determine the degree of risk involved in extending credit or lending money.
- Performed qualitative and quantitative analysis of requests for loans and lines of credit; assisted in completion of loan applications, including credit analyses and summaries of loan requests; submitted to loan.
May 2015 - Aug 2015
Customer Service Associate / Cashier
Nachomama'S Tex-Mex
- Gained valuable experience while working part-time in High School and full-time during summers and holidays.
- Provided outstanding customer service at a fast-casual restaurant; greeted guests; efficiently performed cash and credit card transactions; assisted in expediting food and drink orders; selected to perform end-of-day.
2011 - 2015
~4 yrs
Financial Representative Intern
- Landed a “Top-Ten” paid U.S. internship and gained experience identical to that of a full-time Financial Representative.
- Built a new book of business with support from mentors, by developing effective relationships and building a network of prospects and clients which included lawyers, doctors, and business owners.
- Conducted meetings to guide clients through a finanical planning process to discuss their current financial situation and goals, assess needs, and create and present Stifel insurance policy and investment solutions to.
- Licensed in Missouri and Arizona to sell various life, disability, and health insurance.
May 2014 - Aug 2014
1 education record
Thomas J. Moore education
-
University Of Missouri-Columbia
FAQ
Frequently asked questions about Thomas J. Moore
Quick answers generated from the profile data available on this page.
What company does Thomas J. Moore work for?
Thomas J. Moore works for Edward Jones.
What is Thomas J. Moore's role at Edward Jones?
Thomas J. Moore is listed as Compliance Officer at Edward Jones at Edward Jones.
What is Thomas J. Moore's email address?
AeroLeads has found 1 work email signal at @edwardjones.com for Thomas J. Moore at Edward Jones.
Where is Thomas J. Moore based?
Thomas J. Moore is based in St Louis, Missouri, United States while working with Edward Jones.
What companies has Thomas J. Moore worked for?
Thomas J. Moore has worked for Edward Jones, Td Ameritrade, Stifel Financial Corp., Pulaski Bank, and Nachomama'S Tex-Mex.
How can I contact Thomas J. Moore?
You can use AeroLeads to view verified contact signals for Thomas J. Moore at Edward Jones, including work email, phone, and LinkedIn data when available.
What schools did Thomas J. Moore attend?
Thomas J. Moore holds Bachelor Of Science - Bs, Business Administration With Emphasis In Finance And Banking from University Of Missouri-Columbia.
What skills is Thomas J. Moore known for?
Thomas J. Moore is listed with skills including Financial Services, Investment Products, Investment Advisory Programs, Trade Support, Data Analysis, Reporting, Research, and Prospecting.
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