Thomas Man, Cpa (Us And Hk), Cfa, Frm, Cams Email & Phone Number

Hong Kong Sar

Tokyo, Japan

Hong Kong

- Currently working as a Manager-in-charge of a regional audit team of an US-listed Investment Bank and working closely with Japan, the U.S. and the U.K. offices on cross-border audits – including global audit coordination, internal control review, transfer pricing assessment, testings for regulatory and statutory purposes- Leading an audit team for a new-win client – one of the “Big Four” Chinese Banks and coordinates with various offices across the Greater China and managing the on-boarding project and new audit - Leading an audit innovation team and working to blend the latest technology (e.g. programming automation, artificial intelligence, cognitive technologies, data modelling) with the traditional audit- Elected as one of the lead facilitators for the training of HK banking sectors for offshore offices- Leads the meetings with divisions across the banks and performs the risk assessments & internal control reviews- Performs assessments of new accounting standards (IFRS 9 / IFRS 15 / IFRS 16)- Reviews key risk indicator reports from operations, valuations, risk management and product controls, reviews IPV by assessing valuation models and analyzing price variances.- Has extensive practical knowledge and experience in the treasury function of the banks together with financial products and risk managements of the financial institutions- Manages regional budgets and resources planning of various engagements and projectsMajor clients and past experience:- One of the largest worldwide investment banks based in Japan- One of Chinese “Big Four” banks - One of Hong Kong’s largest retail banks - Two of Chinese largest retail bank Hong Kong branches- One of Singaporean largest retail bank Hong Kong branches- Various medium sized to small sized bank branches and securities firms (Type 1, 2, 3, 4, 5, 6, 8, 9) in Hong Kong- One of the Cayman-based Chinese Private Equity Funds

Hong Kong

Hong Kong

- Worked as a senior of the team and assisted on the project of IFRS 9 adoption for one of the top tier bank in Hong Kong- Worked on an AML/KYC project for a top-tiered private bank in Hong Kong ; - Worked on the independent review on the competency of SFC licensing for an authorised institution

Hong Kong, Hong Kong Sar