Thomas Sugrue Email and Phone Number

Financial Services Executive with expertise in operations and compliance in the Insurance, Financial Planning and Investments industry. Experience in risk management, budgeting, business planning and management, process improvements, territory agency oversight, staff development and organizational infrastructure design. Skilled in planning and implementing start-up operations, culture change initiatives, compliance assurance controls and expense management strategies. Strong knowledge of corporate office and field operations. Unique ability to apply broad range of experience to enhance competitiveness while successfully managing risk. Excellent negotiation, analytical and interpersonal communication skills. A strong leader who thinks outside the box and brings a practical common sense approach. Held FINRA Series 7, 24, 63, and 53 registrations.