Thomas Swindle, Cep, Fge, Ndef Email & Phone Number

Nashville, Tennessee, United States

• Oversee the strategic product development vision for the equity plan business, driving current and future features and functionality.
• Establish training programs for employees including: three levels of equity plan education, software application training, client support soft skills, and use of standardized procedures.
• Manage corporate client training and engagement sessions through UBS University.
• Lead local employees as Nashville Site Manager for Workplace Wealth Solutions (WWS)
• Represent UBS WWS at industry events as a subject matter expert, presenter, creating brand awareness, building relationships, and advancing the future of equity plans.

Greater Nashville Area, TN

• Managed teams responsible for providing client service for companies utilizing the UBS Workplace Wealth Services, Financial Reporting services.
• Strengthened relationships with strategic industry partners, developed initiatives to drive corporate client loyalty and overall satisfaction, assisted with new business sales demonstrations.
• Led client migrations from legacy Financials Online application to UBS Plan Admin Pro powered by Shareworks.

Greater Nashville Area, TN

• Responsible for providing equity compensation financial reporting services to publicly traded companies totaling over $8 billion in unamortized expense.
• Subject matter expert and UBS industry representative for share-based compensation accounting under ASC 718 and IFRS2.
• Conducted software demonstrations for existing corporate clients and sales prospects.
• Received 98% client satisfaction for financial reporting service on UBS client satisfaction survey and was highly ranked on Group Five industry survey.
• Coached, developed, set goals and provided performance feedback to employees.
• Delegated responsibilities to team members and establish periodic touchpoints to ensure all client deliverables were completed accurately and delivered on schedule.

Greater Nashville Area, TN

• Provided clients with support during month/quarter/year end reporting periods.
• Resolved complex issues with Stock Compensation Expense, Disclosures, Diluted EPS, Deferred Tax Asset, Share Balance, and Proxy reporting.
• Identified ways to build relationships and increase client loyalty by suggesting best practices, developing creative solutions, and establishing detailed procedures.
• Led short-term special projects and provided clients with consultative style support on corporate actions.
• Created custom queries using SQL to perform detail analysis and troubleshoot issues.
• Managed multiple tasks and timelines simultaneously and prioritize client escalations.

Greater Nashville Area, TN

• Administered complex equity compensation plans for multinational companies, maintained corporate client databases, processed updates, monitored incoming file feeds, and provided reporting as needed.
• Responsible for all aspects of client events and procedures including: restricted stock releases, employee stock purchases, corporate actions, special termination processing, online grant agreements, leave of absences.
• Earned the Certified Equity Professional (CEP) designation, June 2008

Nashville, Tennessee, United States

https://www.naspp.com/membership-community/volunteer-committees/regional-chapter-representatives

Greater Nashville Area, TN

Chapter Website: https://www.naspp.com/Community/Chapters/South/Nashville

Greater Nashville Area, TN

• Processed monthly investment account statements for financial institutions, calculated and validated rate of returns, discovered and resolved errors in data feeds.
• Collaborated with other departments to create and implement best practices, and worked with developers to enhance the software platform.

Greater Nashville Area, TN

• Developed personal financial plans that helped clients prepare financially for life events by focusing on their retirement, educational funding, and life insurance needs. Set up company retirement plans for small.
• FINRA Series Licenses: Series 6, Series 63, Series 65,
• Life and Health insurance license.

Greater Nashville Area, TN

• Processed weekly payroll, inputted accounts payable, developed job profitability reports, prepared monthly & quarterly reports, complied year end W2 and 1099 statements, and submitted tax payments to the IRS.

Bachelor'S Degree, Banking, Corporate, Finance, And Securities Law

Activities and Societies: Member, Beta Gamma Sigma Honor Society Accredited by AACSB International 2005 Member, The Financial Management.

Associate'S Degree, Business/Commerce, General

High School