Thomas Tobin

Thomas Tobin Email and Phone Number

Executive Director - Operational Risk at Mizuho Americas @ Mizuho Americas
Thomas Tobin's Location
Blauvelt, New York, United States, United States
Thomas Tobin's Contact Details

Thomas Tobin personal email

n/a
About Thomas Tobin

Thomas Tobin is a Executive Director - Operational Risk at Mizuho Americas at Mizuho Americas. He possess expertise in fixed income, risk management, investment banking, financial risk, derivatives and 11 more skills.

Thomas Tobin's Current Company Details
Mizuho Americas

Mizuho Americas

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Executive Director - Operational Risk at Mizuho Americas
Thomas Tobin Work Experience Details
  • Mizuho Americas
    Director - Operational Risk
    Mizuho Americas
    Tokyo, Japan, Jp
    Building out the Framework for Operational Risk at a Bank Holding Level.Writing of Policies and ProceduresGovernance and Oversight of RCSAs; Risk Event Capture; Issues & Actions; Lessons Learned; Risk Taxonomy.
  • Icap
    Operational Risk Lead
    Icap Apr 2013 - Jun 2016
    London, Gb
    Responsible for the design, implementation, monitoring, and reporting of the Operational Risk Framework for the Americas. The framework consists of: • Risk and Control Self Assessments.• Implement the Operational Risk Policies and Standards.• Provide risk management support and guidance to the First Line Business as well as the infrastructure and support areas of the firm.• Manage the Internal Risk Event capture, monitoring and reporting.• Identify control deficiencies and proactively manage the Action Plans to close or mitigate risk threats.• Perform risk monitoring and reporting of Internal Audits, Regulatory Exams, and Compliance Assessments • Point person for all risk related regulatory inquiries.
  • Credit Suisse
    Vp Middle Office Ops Risk - Rates Products, Structured Credit Dervivatives
    Credit Suisse Feb 2006 - Jul 2012
    Zurich, Ch
    Managed Global team in all aspects of Middle Office and Operational Risks. Support of trading desks for all Rates and Longevity / Life Insurance products. Compilation of P&L, Flash Reporting, Front to Back architecture, Trend reporting, Downstream systemic checks, SOX and Dodd Frank initiatives.
  • Credit Agricole
    Senior Specialist
    Credit Agricole 2000 - 2005
    Montrouge, Fr
    Oversee the operational risk models related to businesses in the bank’s retail banks and investment banking units. Assessing the control design and performing quality assurance tests that cover products, models, data, new business and vendor management.Reconciliation of trading and position discrepancies between front office and back office systems. Verification on positions and tracking and reporting of Penalty, Clearing Fees, Brokerage Fees, Commission charges and Overdraft Interest. Risk Management support of test trading strategies vs. various models and facilitation of adjustments needed for any models related to portfolio / trading desk and retail bank products. Develop, oversee and automate spreadsheets for P&L systems comparison for daily P&Ls and identify any systemic and connectivity issues for downstream support areas.
  • Goldman Sachs
    Associate - Controllers Group
    Goldman Sachs 1997 - 2000
    New York, New York, Us
    Controllers Group.- Documentation analysis and risk assessment of Stock Lending business. Analysis of settlement Fees and Rebates of stock loan billing contracts. Posistions, Mark to Market, Daily P&L and Risk. Quantitative anaylst for commissions and bonus accruals for various business units. Monthly financial statements for commissions business. Mutual Fund rebates, Gross and Net Credits.
  • Kidder Peabody
    Associate
    Kidder Peabody 1991 - 1996
    Operational Risk - Calculation of risk thresholds and documentation of policies and procedures related to various risks of the businesses. Then moved into the Fixed Income P&L group where eod P&L was reported and Operational risks were captured, identified and risk mitigation done.

Thomas Tobin Skills

Fixed Income Risk Management Investment Banking Financial Risk Derivatives Trading Business Analysis Operational Risk Portfolio Management Back Office Vendor Management Settlement Middle Office Credit Securities Lending Back Office Operations

Thomas Tobin Education Details

  • Indiana University Of Pennsylvania
    Indiana University Of Pennsylvania
    General
  • Indiana University Of Pennsylvania
    Indiana University Of Pennsylvania
    Economics
  • Rockland Community College
    Rockland Community College
    General
  • Rockland Community College
    Rockland Community College
    Marketing
  • Rockland Community College
    Rockland Community College
    Advertising

Frequently Asked Questions about Thomas Tobin

What company does Thomas Tobin work for?

Thomas Tobin works for Mizuho Americas

What is Thomas Tobin's role at the current company?

Thomas Tobin's current role is Executive Director - Operational Risk at Mizuho Americas.

What is Thomas Tobin's email address?

Thomas Tobin's email address is th****@****bus.com

What schools did Thomas Tobin attend?

Thomas Tobin attended Indiana University Of Pennsylvania, Indiana University Of Pennsylvania, Rockland Community College, Rockland Community College, Rockland Community College.

What skills is Thomas Tobin known for?

Thomas Tobin has skills like Fixed Income, Risk Management, Investment Banking, Financial Risk, Derivatives, Trading, Business Analysis, Operational Risk, Portfolio Management, Back Office, Vendor Management, Settlement.

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