Tom S. Email & Phone Number

London Area, United Kingdom

London, England, United Kingdom

• Manage existing client and new onboarding projects to ensure successful delivery on open all requests, including new system features and enhancements as well as internal client workflow improvements; including.
• Determine project scope and objectives to ensure teams can deliver against commitments
• Create and manage project plans, course correcting and escalating where necessary
• Engage client and internal stakeholders to review project progress… Show more
• Engage client and internal stakeholders to review project progress and task-level status
• Publish high-quality project transparency to client and internal stakeholders on a regular basis

London, England, United Kingdom

Basildon, England, United Kingdom

• Migrated the MI function from Brooks Macdonald to SS&C by cross-training of employees’ within the teamand delegating tasks to ensure a successful migration.

London, United Kingdom

• Issued out contact notes in line with regulatory guidelines for discretionary or execution only clients.
• Compiled, analysed, and submitted monthly and quarterly Management Information documents to BrooksMacdonald UK and International senior management level employees
• Led and managed the operational risk process of internal incidents, acting as the resolution team leader for this.

London

• Processed internal and external payment requests from brokers and their clients into JHC Figaro.
• Onboarded & Offboarded General Investment Account, ISA & SIPP clients whilst adhering to compliancepolicies, PEP sanction checks, AML & KYC processes.
• Booked client trades onto our internal systems in line with MiFID2 and JMLSG guidelines.
• Was designated a Trade Support and Settlements subject matter expert to ensure position or cashreconciliation breaks were resolved in a… Show more
• Was designated a Trade Support and Settlements subject matter expert to ensure position or cashreconciliation breaks were resolved in a timely manner and trades settled successfully which I acted as themain liaison for.
• Dealt with incoming and outgoing stock transfers for clients, initiating trade and settlement dates and thenincoming/outgoing stock holdings via DTCC, and re-registration documentation. Show less

Basildon, Essex

• Input and Quality Control checked transaction reporting for management companies using LSEG Unavista.
• Mentored and trained colleagues simultaneously for several management companies allocated to our team.
• Dealt with cash and stock reconciliation breaks, as well as correcting positions for settlement at BNP Neolink

Basildon, Essex, United Kingdom

• Freezing and pricing Unit Trusts and OEICs that had specified valuation points for trustees and fundaccountants.
• Was designated a Subject Matter Expert for OEIC’s/Unit Trust box management processes

London, United Kingdom

• Contacting both retail and institutional high net worth clients regarding the administration of their tradingaccount from onboarding, maintenance of static data during the period the account was open through to.
• Risk managed and administered 20+ MT4 managed accounts simultaneously at several FX brokerages.
• Calculated trading commission mark-ups, performance fees and initial… Show more
• Calculated trading commission mark-ups, performance fees and initial charges, on a weekly, monthly, andquarterly basis.
• Designed daily and month-end Microsoft Office templates for internal and external financial reporting.Mainly using MS Word, Outlook, and Excel for these processes. Show less