Thomas Brand Email & Phone Number

Experienced Regulatory Relations Director responsible for leading BNP Paribas' relationships with UK Regulators: Bank of England (BoE), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA).Ex-FCA with experience overseeing the authorisation and supervision of category 1 banking institutions (UK and international).Deep expertise of UK policy and supervisory practices (prudential and conduct) applied to international banks operating in the UK. I work with UK Senior Managers to mitigate risks arising from:Branch v Subsidiary supervision — risk management frameworks — controls (including front office trading controls) — liquidity and funding arrangements — booking models — SMCR and governance arrangements — operational risk and resilience — market, credit and counterparty risk — third party risk management (outsourcing) — internal and external audit — IT and operations — transformation and execution risk — branch liquidity and financial reporting obligations —conduct and culture.

Listed skills include Financial Regulation, Financial Services, Banking, Retail Banking, and 11 others.