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✦ Summary ✦As a forward-thinking, extensively accomplished, and respected compliance leader, I bring unmatched hands-on experience defining and driving compliance and risk management policies, procedures, and protocols for up to enterprise-level, global corporations—ensuring prevention of financial, reputational and operational risk. I also offer a proven record steering and delivering organizational and opportunity-specific audits and delivering compliance initiatives for industry-leading corporations. I am known as a pragmatic leader with executive presence, who is laser-focused on insulating organizations from regulatory impacts.Finally, I am recognized for my expertise in compliance, risk management, operational and deal analysis, and stakeholder collaboration and management.✦ Key Achievements ✦▸ Manage up to 50 3rd party providers, and liaise & collaborate extensively with Principals ▸ Prevent operational, reputational, and monetary risk, and accountable for approval of all high-risk opportunities▸ Deep experience creating & updating protocols and policy & procedure for risk assessments for contract values up to multi-billions for a billion-dollar book of business▸ Manage/execute 3rd party audits of general operations manuals and full compliance audits✦ Professional Development ✦Certified AML Bank Secrecy Act Compliance – ABA (American Bankers’ Association)Certified Fraud Examiner – ACFE (Association of Certification of Fraud Examiners)Certified Advanced Financial Crimes Investigation – ACAMS (Invited to Inaugural Class)Certified Advanced Audit – ACAMS (Invited to Inaugural Class)Certified AML (Anti-Money Laundering) Specialist, ACAMSPlease feel free to contact me at tlorenz@amlspecialists.com
Mg Holdings Llc/Mgpayments Llc, Dba Aydenpay
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Chief Compliance OfficerMg Holdings Llc/Mgpayments Llc, Dba Aydenpay Oct 2019 - PresentFor this organization, I conceptualized, developed, launched, and provide full operational leadership and organizational compliance to this technology start-up targeting normalizing financial services to non- and under-banked individuals with clients comprised of individuals and business with capabilities up to enterprise-level.
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Owner & PresidentAml Specialists, Llc Jan 2009 - PresentIn this role, I serve as an AML (Anti-Money Laundering) specialist consultant working with depository and non-bank financial institutions with a scope that includes FinTech compliance. I am accountable for implementing detection and compliance programs for clients ranging from sole proprietorships up to multinational corporations. I am also responsible for identifying and mitigating risk; designing risk mitigation programs, policies, and procedures; and ensuring clients are compliant with all codified and applicable laws, rules, and regulations.Additionally, I assess AML risk, compliance, and internal control at the enterprise and business unit level; draft and enhance policies and procedures; create and deliver training modules; conduct forensic "look backs" pursuant to regulatory orders; select and implement technology solutions; and perform internal investigations. Finally, I manage a wide range of 3rd party consultants.
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Aml & Bsa Compliance OfficerMitsubishi International Corporation, Precious Metals Division Feb 2012 - Jul 2019I was recruited and as a 3rd party provider, I reported to the Head of Legal, who also ascended to CEO during my tenure, and I served as the MLRO (Money Laundering Reporting Officer) of the Precious Metals Division.In my capacity, I identified areas in need of risk mitigation, prevented operational, reputational, and monetary risk, including reviewing approximately 500 large deals annually; liaised daily with legal and outside counsel on ever evolving regulatory and sanction laws and compliance related issues; and I managed the Precious Metals division, comprised of approximately 30, on sanctions issues, and indirectly oversaw the Compliance team.I also held accountability for approval of all high-risk opportunities—in consultation and concert with head of Legal/CEO. Additionally, I was responsible for providing initial and ongoing AML and sanctions training, and I was also responsible for quarterly and annual AML compliance reporting to the Board of Directors.Finally, I created and updated protocols and policy & procedure for risk assessments for contract values up to multi-billions for a billion-dollar book of business; and rewrote AML programs, policies & procedures manual, and onboarding procedures & documents, including factors, such as, internal product, industry, use, metal type, client entity type, and jurisdiction.
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Senior Vice PresidentCompliance Consulting Group Feb 2007 - Jan 2015In this role, I was accountable for new client development, NFA compliance, risk assessment, and net capital computation for this full-service financial markets consulting firm, which provided customized compliance solutions to the Futures and Forex industries.I operated as “Virtual Compliance Officer” for NFA member firms, and I conducted AML and AML Risk audits for NBFIs, including MSBs, Precious Metals dealers, Pawn Brokers, NFA member firms, and FINRA member firms.I also was accountable for ensuring clients were protected and positioned to face a regulatory audit with confidence and complete understanding.Finally, I created and reviewed complete compliance and AML manuals and procedures, and I managed 3rd party audits of general operations manuals and full compliance audits, encompassing Bribery & Corruption, Gifts & Entertainment, and Conflict of Interest.
Thomas Lorenz Skills
Thomas Lorenz Education Details
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University Of Nebraska At OmahaInternational Studies -
University Of London, London School Of EconomicsInternational Business
Frequently Asked Questions about Thomas Lorenz
What company does Thomas Lorenz work for?
Thomas Lorenz works for Mg Holdings Llc/mgpayments Llc, Dba Aydenpay
What is Thomas Lorenz's role at the current company?
Thomas Lorenz's current role is Chief Compliance Officer ♦ Compliance Management | Risk Management | Stakeholder Collaboration & Management.
What is Thomas Lorenz's email address?
Thomas Lorenz's email address is tl****@****ccg.com
What is Thomas Lorenz's direct phone number?
Thomas Lorenz's direct phone number is +140257*****
What schools did Thomas Lorenz attend?
Thomas Lorenz attended University Of Nebraska At Omaha, University Of London, London School Of Economics.
What skills is Thomas Lorenz known for?
Thomas Lorenz has skills like Financial Services, Investments, Leadership, Trading, Foreign Exchange, Start Ups, Financial Markets, Management, Equities, Marketing, Entrepreneurship, Finra.
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