Head Of Us Broker Dealer Compliance
Current
Jan 2024 - Present
AeroLeads people directory · profile
Thomas Facchine Email & Phone Number
Head of US Broker Dealer Compliance
at
DriveWealth
1 work email found
@gtsx.com
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 100%
Current company
Role
Head of US Broker Dealer Compliance
Location
New York City Metropolitan Area, United States
Who is Thomas Facchine? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Thomas Facchine is listed as Head of US Broker Dealer Compliance at DriveWealth, based in New York City Metropolitan Area, United States. AeroLeads shows a work email signal at gtsx.com and a matched LinkedIn profile for Thomas Facchine.
Thomas Facchine previously worked as Chief Compliance Officer at Drivewealth Institutional and Senior Compliance Officer at Clear Street. Thomas Facchine holds M.B.A., Finance from Fordham University.
Company email context
Email format at DriveWealth
This section adds company-level context without repeating Thomas Facchine's masked contact details.
{first_initial}{last}@gtsx.com
86% confidence
AeroLeads found 1 current-domain work email signal for Thomas Facchine. Compare company email patterns before reaching out.
Profile bio
About Thomas Facchine
FINANCIAL SERVICES COMPLIANCE / OPERATIONS OFFICERResourceful business executive charged with managing compliance operations of FINRA registered broker dealers. Primary regulatory interface with FINRA, SEC and Exchanges. Notable Member and Executive Floor Governor of the New York Stock Exchange actively involved in the development, structuring, and support of the NMS equities market model. Effective leader developing business and maintaining relationships with C-level executives of Fortune 500 companies. Team builder and manager with exceptional communication and interpersonal skills, adept in troubleshooting and resolving issues. Areas of expertise:• Leadership & Supervision• Compliance, Regulation & Risk• P & L Generation • Equities Trading & Operations• Customer Relations• Securities Market Structure
Listed skills include Financial Services, Financial Markets Structure, Equities, Capital Markets, and 26 others.
Current workplace
Thomas Facchine's current company
Company context helps verify the profile and gives searchers a useful next step.
Drivewealth
Website
AeroLeads page
9 roles · 27 years
Thomas Facchine work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Drivewealth Institutional
Apr 2022 - Feb 2024
Senior Compliance Officer
Jun 2020 - Mar 2022
Chief Compliance Officer
Feb 2019 - Jun 2020
Senior Compliance Officer
Apr 2016 - Jan 2018
Senior Compliance Officer
2013 - 2015
~2 yrs
Chief Compliance Officer
2012 - 2013
~1 yr
Business Leader - Getco Dmm - Nyse Member & Executive Floor Governor
2010 - 2012
~2 yrs
Managing Director - Nyse Member & Floor Governor
2000 - 2010
~10 yrs
Team & coworkers
Colleagues at DriveWealth
Other employees you can reach at drivewealth.com. View company contacts →
JG
Jd Grant
Colleague at DrivewealthNashville Metropolitan Area, United States
View →
OL
Onisha Labriel-Simmons
Colleague at DrivewealthJersey City, New Jersey, United States
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SK
Shivin Kapur
Colleague at DrivewealthSan Francisco, California, United States
View →
RM
Richard Musana
Colleague at DrivewealthKampala, Central Region, Uganda
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SS
Saurabh Singh
Colleague at DrivewealthNew York, United States
View →
SK
Shant Keshishian
Colleague at DrivewealthEnglewood Cliffs, New Jersey, United States
View →
WL
Wilson Lin
Colleague at DrivewealthDallas, Texas, United States
View →
AR
Angelita Roman
Colleague at DrivewealthNew York, United States
View →
BC
Brian C.
Colleague at DrivewealthNew York City Metropolitan Area, United States
View →
KC
Karthik Chathiri
Colleague at DrivewealthCharlotte, North Carolina, United States
View →
Jd Grant
Colleague at DrivewealthNashville Metropolitan Area, United States
View →
OL
Onisha Labriel-Simmons
Colleague at DrivewealthJersey City, New Jersey, United States
View →
SK
Shivin Kapur
Colleague at DrivewealthSan Francisco, California, United States
View →
RM
Richard Musana
Colleague at DrivewealthKampala, Central Region, Uganda
View →
SS
Saurabh Singh
Colleague at DrivewealthNew York, United States
View →
SK
Shant Keshishian
Colleague at DrivewealthEnglewood Cliffs, New Jersey, United States
View →
WL
Wilson Lin
Colleague at DrivewealthDallas, Texas, United States
View →
AR
Angelita Roman
Colleague at DrivewealthNew York, United States
View →
BC
Brian C.
Colleague at DrivewealthNew York City Metropolitan Area, United States
View →
KC
Karthik Chathiri
Colleague at DrivewealthCharlotte, North Carolina, United States
View →
2 education records
Thomas Facchine education
M.B.A., Finance
Fordham University
B.S., Finance
Fairleigh Dickinson University-Metropolitan Campus
FAQ
Frequently asked questions about Thomas Facchine
Quick answers generated from the profile data available on this page.
What company does Thomas Facchine work for?
Thomas Facchine works for DriveWealth.
What is Thomas Facchine's role at DriveWealth?
Thomas Facchine is listed as Head of US Broker Dealer Compliance at DriveWealth.
What is Thomas Facchine's email address?
AeroLeads has found 1 work email signal at @gtsx.com for Thomas Facchine at DriveWealth.
Where is Thomas Facchine based?
Thomas Facchine is based in New York City Metropolitan Area, United States while working with DriveWealth.
What companies has Thomas Facchine worked for?
Thomas Facchine has worked for Drivewealth, Drivewealth Institutional, Clear Street, Sagetrader, Llc, and Global Trading Systems.
Who are Thomas Facchine's colleagues at DriveWealth?
Thomas Facchine's colleagues at DriveWealth include Jd Grant, Onisha Labriel-Simmons, Shivin Kapur, Richard Musana, and Saurabh Singh.
How can I contact Thomas Facchine?
You can use AeroLeads to view verified contact signals for Thomas Facchine at DriveWealth, including work email, phone, and LinkedIn data when available.
What schools did Thomas Facchine attend?
Thomas Facchine holds M.B.A., Finance from Fordham University.
What skills is Thomas Facchine known for?
Thomas Facchine is listed with skills including Financial Services, Financial Markets Structure, Equities, Capital Markets, Trading Systems, Electronic Trading, Equity Trading, and Securities.
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