Thomas Irwin Email & Phone Number

Professional Experience:-Validate and review controls in light of key business projects, business changes, and operational events. (e.g. Migrations, New Product, On boarding / Off-boarding, System Implementations, etc.)-Ensure operational practices are in compliance with relevant risk standards, policies, and regulations to maintain an effective control environment.-Liaise between various internal groups to meet all required deadlines for trading.-Oversee reconciliation of general ledger accounts, identifying and resolving cash/share breaks-Monitor financial records, ensuring that the assets and liabilities of the firm are properly controlled, provide accurate and timely financial information to senior management, legal and internal/external audit partners.-Project manage and ensure internal and external audits issues documented and dispositioned accordingly.-Coordinate Business Resiliency Plan for TA Operations; maintaining department Business Recovery Plan,supporting records and conduct testing.April 2006-December 2008-Implemented T+1 operational trading controls, work flows and procedural updates on Fund of Funds and 529 portfolios.-Implemented third party vendor error trend analysis and ways to improve on their policies and procedures in compliance with our brand. Interests in the cost benefit of third party vendors in place of keeping the process in house.-Responsible for on-boarding all Operations Representatives with business responsibilities and functions.Goals and Achievements:-Worked with third party client dedicated team to automate the Fiscal Year End Fund Audits. Reduced processing time and mitigated human error when calculating the capital stock figures.-Implemented automation of 80 daily reports. Saving 110 calendar days for an associate. Reducing processing time and mitigated firm risk.Specialties: Member of Public Risk Management Association (PRIMA) & Global Association of Risk Professionals (GARP)

Listed skills include Risk Management, Finance, Financial Risk, Management, and 10 others.