Our AI-powered solutions are designed to streamline retirement plan administration, providing plan providers with a competitive edge in the industry. Singlepoint. is an AI-driven document management platform, purpose-built to streamline the complexities of 401k plan onboarding and conversion processes. It boasts superior data extraction capabilities, employing advanced machine learning algorithms to interpret and normalize data from diverse document formats with exceptional accuracy. The… Show more Our AI-powered solutions are designed to streamline retirement plan administration, providing plan providers with a competitive edge in the industry. Singlepoint. is an AI-driven document management platform, purpose-built to streamline the complexities of 401k plan onboarding and conversion processes. It boasts superior data extraction capabilities, employing advanced machine learning algorithms to interpret and normalize data from diverse document formats with exceptional accuracy. The platform's smart template system adapts to various document types, significantly reducing manual input and accelerating workflow efficiency. With seamless integration into existing systems and robust compliance checks, Singlepoint offers a future-proof solution for scaling operations while ensuring data security and regulatory adherence. Show less

Envestnet is one of the fastest growing and financially sound advisor practice management platforms integrating proven investment expertise, state-of-the-art technology and outsourced fiduciary standards of care.Our mission is to transform retirement for the benefit of participants by empowering the advisors and enterprises that serve them.Our Core Service Offering Includes:* Practice Management Technology* Fiduciary Services 3(21) / 3(38)* Model Management and… Show more Envestnet is one of the fastest growing and financially sound advisor practice management platforms integrating proven investment expertise, state-of-the-art technology and outsourced fiduciary standards of care.Our mission is to transform retirement for the benefit of participants by empowering the advisors and enterprises that serve them.Our Core Service Offering Includes:* Practice Management Technology* Fiduciary Services 3(21) / 3(38)* Model Management and Unitization* Managed Accounts* Model Portfolio Services* IRA Rollover Show less

Managed the business development and sales efforts supporting the rollout of service offerings to Broker Dealers, Recordkeepers, Banks and TPAs.Created the first compliance platform called AXIS that addressed 408(b)2 utilizing my background and knowledge of data processing across multiple systems of record.

Leveraged retirement services technology back ground to create a technology consulting and engineering practice. Practice focused on developing business process solutions utilizing web based strategies, data frameworks and advanced business workflows that created efficiencies, usability and ROI. Provided consulting services and led engineering projects for clients developing customer servicing technology for Financial Advisors, Call Centers, Brokerage Platforms, QRP Platforms and emerging… Show more Leveraged retirement services technology back ground to create a technology consulting and engineering practice. Practice focused on developing business process solutions utilizing web based strategies, data frameworks and advanced business workflows that created efficiencies, usability and ROI. Provided consulting services and led engineering projects for clients developing customer servicing technology for Financial Advisors, Call Centers, Brokerage Platforms, QRP Platforms and emerging technologies. Key Achievements:• Developed an industry adopted IRA Rollover platform. • Created integrated technology relationships with primary technology service providers SunGard EBS and Schwab RT to distribute IRA Rollover Services and Participant Guidance and Advice. • Developed client facing tools for financial advisors focused on Asset Transition and Accumulation. Advisor tools adopted by many of the largest wealth management firms including Merrill Lynch, UBS, MSSB.• Created WMSI Securities LLC, a registered broker/dealer, member of the Financial Industry Regulatory Authority (FINRA), and wholly-owned subsidiary of Wealth Management Systems Inc. to enable us to expand our client service offerings and provide more flexible, asset based fee arrangements.• Raised funded stake by Merrill Lynch in 2004 and secured exclusive servicing contracts for all of Merrill Lynch ML Connect business partners in the support of IRA Rollovers.• Funded and majority acquired by Bluff Point Associates in 2006. Show less

Created web based technology platform solution for providing investment advice and life goal planning platform services to Broker Dealers and their financial advisors in partnership with Standard and Poor’s. Key Achievements:• Raised Private Equity to develop and implement technology and servicing model supporting investment advice and life goal planning tools for investment advisors.• Developed exclusive and strategic alliance with Standard and Poor’s in the distribution of… Show more Created web based technology platform solution for providing investment advice and life goal planning platform services to Broker Dealers and their financial advisors in partnership with Standard and Poor’s. Key Achievements:• Raised Private Equity to develop and implement technology and servicing model supporting investment advice and life goal planning tools for investment advisors.• Developed exclusive and strategic alliance with Standard and Poor’s in the distribution of the services that reached 45,000 subscribers. • Integrated key market data feeds enabling real time investment advice and trade order execution for advisor dashboard systems. Show less

Led UPI’s technology departments in the support of our retirement service and printing business operations. Key Achievements:• Developed and executed strategic information technology plan to build out robust servicing and processing environment in the support of an emerging Daily Valuation operation for alliance partners.• Developed commercial software division supporting tools and processes for banks, credit unions, mutual fund companies and wire houses. • Introduced… Show more Led UPI’s technology departments in the support of our retirement service and printing business operations. Key Achievements:• Developed and executed strategic information technology plan to build out robust servicing and processing environment in the support of an emerging Daily Valuation operation for alliance partners.• Developed commercial software division supporting tools and processes for banks, credit unions, mutual fund companies and wire houses. • Introduced first web based customer servicing technology for participants, plan sponsors and Advisors in 1997. Show less

Managed all aspects of CTI’s engineering, customer support and consulting team activities focused on the development and support of our technology platforms supporting retirement plan servicing companies.Key Achievements:• Developed and implemented industry first Microsoft SQL PC based platform for the processing of daily valuation and balance forward plans. • Developed system augmented technology builds in order to integrate CTI technology to third party systems vendors.

Ten year career covered building initial technology processing environments to managing all aspects of operations and customer support. Key Achievements:• Led the development and engineering efforts for applications technology supporting Group Health Care, PPO, Defined Contribution and Benefit divisions.• Created and supported alliance with Merrill Lynch in building turnkey small plan daily valuation retirement product. • Led UNUM conversion of its entire 403(b) and 401… Show more Ten year career covered building initial technology processing environments to managing all aspects of operations and customer support. Key Achievements:• Led the development and engineering efforts for applications technology supporting Group Health Care, PPO, Defined Contribution and Benefit divisions.• Created and supported alliance with Merrill Lynch in building turnkey small plan daily valuation retirement product. • Led UNUM conversion of its entire 403(b) and 401 plans to PBC operations.• Managed all key alliance relationships and added 2,500 plans over a three year period. Show less