Thomas Norton, Cfa Email and Phone Number

Investment advisory services offered through Regal Investment Advisors, LLC, a SEC Registered Investment Advisor. Cold Creek Capital and Regal Investment Advisors are independent entities. Registration with the SEC does not imply any level of skill or training.

Co-founder and Managing Director of Cold Creek Capital, Inc. Cold Creek Capital is a Boston based Registered Investment Advisor which serves both institutional and private clients. Within the institutional marketplace Cold Creek focuses on managing high quality mid cap growth portfolios. For private clients, Cold Creek designs, implements and manages customized investment solutions that address all aspects of an individual’s or family’s investment requirements.

Advising on investment strategy, asset allocation, portfolio management, fundamental and quantitative research, and product strategy for market positioning and asset accumulation. Representative engagements include private wealth management, long/short hedge fund, and retail equity mutual fund.

Lead Portfolio Manager for Mid Cap Growth Fund, Multi Cap Fund, Technology Sector Fund, and Technology Leaders Fund. Co-Portfolio Manager for Small Cap Growth Fund and Growth Trends Fund. Led marketing efforts to promote multiple investment strategies to investors, financial advisors, and consultants.• Portfolio Management: Responsible for the development of asset allocation strategy against specific benchmarks. Led team-based investment process that emphasized fundamental and quantitative investment research to construct and manage risk controlled portfolios. • Investment Research: Conducted financial and business analysis of securities across multiple sectors, presented investment recommendations to portfolio teams, and monitored holdings against performance targets and downside risk.• Product Management: Re-designed multiple investment products to improve market opportunity, competitive positioning, investment process, risk profile, and resource allocation. Worked with marketing and client services groups to develop materials that effectively promote and position the strategies.• Product Development: Led development of new investment product from conception through successful launch. Coordinated effort with investment, marketing, and sales teams to implement asset gathering strategy. • Client Relations: Responsible for managing client relationship. Designed and presented strategic portfolio reviews for investment boards, fund trustees, plan sponsors, financial advisors, and fund investors.

Member of U.S. Strategic Investment Team responsible for portfolio management of Large Cap Growth, GARP, and Core strategies.• Portfolio Management and Research: Developed asset allocation strategy and led research and stock selection decisions within U.S. technology sector. Led international team of technology analysts to develop asset allocation strategy and stock selection for global portfolios. • Risk Management: Coordinated investment team’s effort to evaluate and manage risk in the investment process. Responsible for monitoring, analyzing, and adjusting risk exposure across all portfolios. • Client Relations: Managed marketing and client service for institutional and private clients. Designed and presented market and portfolio investment reviews for investment management boards, financial advisors, and high net worth investors.

Managed staff of performance analysts responsible for reviewing portfolio performance and risk against institutional clients’ investment objectives. Developed Private Markets Database product to analyze institutional clients’ Venture Capital and Real Estate portfolios.