Tim Flaherty Email & Phone Number

Sydney, NSW, AU

Sydney, New South Wales, Australia

Five-week contract via Robert WaltersComplaints Resolution management resulting from the successor fund transfer of BT Super for Life and Westpac Group superannuation plans to Mercer’s portfolio of employer sponsored superannuation plans and personal accounts.

Sydney, New South Wales, Australia

Proactive review and investigation of targeted Commonwealth Financial Planning (CFP) and associated licensees’ financial advisers’ "quality of financial advice" (QAR) provided and associated remediation, if applicable.

Sydney, New South Wales, Australia

Management of both IDR (Internal) and EDR (External/AFCA) product and services complaints.

Sydney, New South Wales, Australia

My role encompassed facilitating the delivery of remediation payments to customers due to advice reviews conducted through the BTFA and BTGL Ongoing Advice Service, NEO, CERP and Thematic review programs. Responding to client inbound queries regarding the remediation payments including sourcing additional information from the business and clients to.

Sydney, New South Wales, Australia

My role encompassed the investigation, management, and resolution of financial planning advice complaints made by customers of the BT Financial Group and affiliated licensees, and the management of business identified systemic advice remediation.Day to day activities included ownership of the end to end complaints management process in accordance with the.

Sydney, New South Wales, Australia

My role encompassed the provision of Statement of Advice’s detailing financial advice considerations, comprehensive financial strategies, plans and reports for persons under financial management orders.The role included creating and documenting cash flow analysis, budgets, DVA & Centrelink entitlement, expenditure requirements, affordability, estate.

Sydney NSW

Financial Adviser - AMP Horizons, Creating, managing and protecting wealth with through astute financial planning advice. Superannuation, Investments, Asset Allocation, Risk, Estate Planning and Tax Effective strategies.

MLC, Commonwealth Bank, Bank West, Colonial First State, REST, Tyndall

Self employed consulting business (Guru Consulting Pty Ltd) providing services to leading funds management and superannuation product providers.Specialist services included,Superannuation- Member best interest analysis for successor fund and intra fund transfers- Development of business cases and business/trustee submissions- Creation of member, employer.

Networked and sourced institutional investment opportunities in infrastructure, IT, property development and syndication, new business innovation or business expansion. Offered and placed seed or second stage private equity capital or debt for these opportunities with the bank's high net worth clients (Macquarie Prism account holders).

Sydney

Responsible for, - managing the growth of the Margin Lending loan book,- marketing and client service,- distribution arrangements with other brokers and other third party distributors- reviewing and maintaining asset lending ratios/risk management,- funding arrangements, and - management reporting, including managing 3 direct reports.

Melbourne, Australia

Responsible for the, - project management of new product features, initiatives and offers,- distribution channel costs and remuneration,- review and pricing of external investment managers.

Bachelor Of Science (Bsc)

Certified Financial Planner, Cfp Certification Program

Accreditation, Self Managed Superannuation Funds (Smsf)

Graduate Diploma, Superannuation Funds Management And Administration

Graduate Diploma, Applied Corporate Finance & Investment

Diploma Of Financial Services (Financial Planning)

Series 7 Accreditation

Graduate Diploma, Applied Corporate Finance & Investment