Established and oversaw family office including accounting and operations for nine companies, liaised with trustees for nine trusts, performed initial due diligence and reviewed ongoing performance of various investments and businesses. Coordinated the opening and successful sale of multimillion dollar laboratory services company.

Project Management • Managed global project to develop and implement a Reconciliation Utility for Worldwide Security Services businesses. This involved: standard policy/procedures, strategic recon platform, key performance metrics and an offshore recon ops hub in Bangalore, India. Project resulted in +$10m annual savings through decommission of redundant recon systems, migration of functions from high to low cost locations (improved offshore FTE utilization from 35% to 90%). Improved overall control due to large reduction in break clearance rate and # aged breaks. • Key participant on ETE Process Re-engineering Project Team for 2 businesses (Sec Lending, Private Equity Services). Performed process mapping of key functions, identified control gaps and efficiency opportunities, presented findings and re-engineering plan to Sr Ops Mgmt and assisted in implementation of new operations model. This resulted in significant efficiency savings (+$5m annually) and to improvements in key controls. • Led global project to migrate all IB futures trading to strategic Global Futures Processing platform and decommission redundant system. This resulted in +$2m annual savings. • Managed project to establish and maintain monthly Inter-entity Trade Reconciliation process involving 250k trades across all IB businesses globally.Investment Banking Operations • Managed Middle Office Operations teams responsible for: a. Trade Processing: input, credit limits, confirmations, settlement, pricing b. EOD Reconciliations: cash, trader P&L, FO/BO (position and P&L) c. Desks supported: FX, Fixed income, Derivatives, Securitized Products Finance/Internal Control Management • Led SOX 404 implementation for NY Derivatives business • Developed and implemented General Ledger Reconciliation Policy for all IB accounts globally • Performed internal control compliance reviews across FX, Fixed income, Derivatives, Securitized Products businesses

- Managed monthly close and financial reporting to head office- Drafted and implemented accounting policies and procedures manual- Performed end to end process flows for all trading products

• Managed financial statement audits (Clients: Chemical, Chase and JPMorgan) • Performed internal control reviews (assessed key controls, identified gaps and provided recommendations to remediate issues) • Performed compliance reviews and provided management with report of findings based on agreed-upon procedures • Assisted client in Regulatory filings (SEC 10K, 10Q)