Chief Compliance Officer
CurrentResponsible for compliance by FAM, a UCITS manger, with the UCITS Regulations and other relevant legislation and regulation.
Mar 2022 - Present
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Tim Pollen Email & Phone Number
Chief Compliance Officer at FAM
at
Fineco Asset Management
1 work email found
@axa.ie
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Chief Compliance Officer at FAM
Location
Ireland, Ireland, Ireland
Who is Tim Pollen? Overview
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Quick answer
Tim Pollen is listed as Chief Compliance Officer at FAM at Fineco Asset Management, based in Ireland, Ireland, Ireland. AeroLeads shows a work email signal at axa.ie and a matched LinkedIn profile for Tim Pollen.
Tim Pollen previously worked as Chief Compliance Officer at Fineco Asset Management and Head of Investment Governance at Brewin Dolphin Ireland. Tim Pollen holds Michael Smurfit Graduate School Of Business - Master Of Business Administration (Mba), Business Administration And Management, General from University College Dublin.
Company email context
Email format at Fineco Asset Management
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{first}.{last}@axa.ie
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AeroLeads found 1 current-domain work email signal for Tim Pollen. Compare company email patterns before reaching out.
Profile bio
About Tim Pollen
Experienced Head of Compliance and Investment Governance with a demonstrated history of working in the financial services industry. Skilled in Compliance, Asset Management, Wealth Management, Funds, Risk Management, Hedge Funds, Investment Governance and Financial Services. Strong legal professional with a Master of Business Administration (MBA) from Michael Smurfit Graduate School of Business.
Listed skills include Risk Management, Corporate Governance, Financial Risk, Asset Management, and 18 others.
Current workplace
Tim Pollen's current company
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6 roles
Tim Pollen work experience
A career timeline built from the work history available for this profile.
Head Of Investment Governance
Providing oversight for the strategy, business plans and monitoring focus for investment governance and investment regulation in Ireland; to support BD Ireland's long-term strategy and shorter-term strategic initiatives in relation to same.
Oct 2020 - Mar 2022
Head Of Compliance
Head of Compliance for TBD (a MiFID investment firm). Responsible for all aspects of regulatory compliance including AML, suitability, data protection, fitness and probity, conflicts of interest, personal dealing, market abuse, compliance monitoring programme, and policies and procedures.
Jan 2014 - Sep 2020
Senior Manager
Engaged in the oversight of a large-scale review project by a UK-based bank of its sale of payment protection insurance (PPI) to Irish customers.
Feb 2013 - Dec 2013
Axa Financial - Head Of Legal & Compliance
Primary contact for the Central Bank. Responsible for all legal, regulatory & compliance, and risk management matters for AXA Financial, a MiFID-authorised/IMD-registered firm.
Jun 2008 - Jan 2013
Solicitor - Regulatory And Compliance
Regulatory and Compliance - Advisory Services
Apr 2005 - May 2008
3 education records
Tim Pollen education
Michael Smurfit Graduate School Of Business - Master Of Business Administration (Mba), Business Administration And Management, General
University College Dublin
Bachelor Of Laws (Ll.B.), Law
Western University
B Arts & Science
Mcmaster University
FAQ
Frequently asked questions about Tim Pollen
Quick answers generated from the profile data available on this page.
What company does Tim Pollen work for?
Tim Pollen works for Fineco Asset Management.
What is Tim Pollen's role at Fineco Asset Management?
Tim Pollen is listed as Chief Compliance Officer at FAM at Fineco Asset Management.
What is Tim Pollen's email address?
AeroLeads has found 1 work email signal at @axa.ie for Tim Pollen at Fineco Asset Management.
Where is Tim Pollen based?
Tim Pollen is based in Ireland, Ireland, Ireland while working with Fineco Asset Management.
What companies has Tim Pollen worked for?
Tim Pollen has worked for Fineco Asset Management, Brewin Dolphin Ireland, Deloitte Ireland, Axa, and Dillon Eustace Solicitors.
How can I contact Tim Pollen?
You can use AeroLeads to view verified contact signals for Tim Pollen at Fineco Asset Management, including work email, phone, and LinkedIn data when available.
What schools did Tim Pollen attend?
Tim Pollen holds Michael Smurfit Graduate School Of Business - Master Of Business Administration (Mba), Business Administration And Management, General from University College Dublin.
What skills is Tim Pollen known for?
Tim Pollen is listed with skills including Risk Management, Corporate Governance, Financial Risk, Asset Management, Financial Services, Aml, Due Diligence, and Securities.
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