Tim Walter Email & Phone Number

New York, Ny, Us

New York, United States

Greater New York City Area

Greater New York City Area

Member of the Operational Due Diligence team which is part of the Global Investment Manager Analysis (GIMA) research wing of the Morgan Stanley Wealth Management (MSWM) division. The MSWM division was responsible for $3.8B in revenue during Q2 2016, which provided over 40% of the Firm’s net revenues.Responsible for covering a myriad of alternative investment strategies including hedge funds, fund-of-funds, alternative mutual funds, private equity, and real estate.Lead on-site meetings covering key areas of operational risk including trade process, cash and asset movement, valuation and NAV production, liquidity and risk management, compliance, IT & systems, and business continuity/disaster recovery.Produce detailed narrative reports covering the aforementioned operational risk areas for potential new managers and existing managers on the MSWM platform. Present operational due diligence findings to MSWM’s Alternative Investment Product Review Committee (AIPRC) and Global Product Committee (GPC) which consists of seasoned investment, product, compliance, and legal professionals for potential approval on MSWM’s platform.

New York, New York

Comprehensive experience in assessing and analyzing investment manager and fund operation risks including fraud, back office insufficiency, insider-trading, anti-money-laundering policy, conflicts of interest and other business risks. Strong knowledge of systemic, counterparty and liquidity risks, investment valuations, reconciliations and financial statement analysis. Understands investment platforms from hedge funds to fixed income, domestic and international equity and private equity. Strong collaborator and motivational leader, with excellent communication skills. Reviews and analyzes key firm and fund documentation across the firm’s 200+ approved hedge fund, equity, fixed income and private equity investment managers and funds. Vets and leads engagements with investment managers and third-party service providers. Generates structured reports for clients detailing key areas of operations including trade process, cash and asset movement, compliance, IT systems and business continuity/disaster recovery.

Originated position, serving firm’s internal operations department, overseeing workflows, procedural development and team annual performance reviews. Generated $20K in savings by streamlining production/distribution of clients’ investment reports.Collaborated with Chief Technology Officer to develop and implement a client extranet portal, increasing firm-client information flow. Prepared client contracts and amendments and annual SEC forms in conjunction with CFO, compliance and legal executive leaders.

New York, New York

Inside Retail Sales Representative, specializing in Smartphone device and data plan sales.

Programmed and populated INS visa forms for use with Windstar Tax Navigator and Visa Manager software programs.Provided overall organizational support.

Ba, Economics, Music

Activities and Societies: Fordham Ramblers

Acting Certification, Acting (Theater)

High School