Over twenty five years of marketing, compliance, and investigative experience in financial services industry. Expertise in leading, organizing and motivating teams to identify and reduce financial, regulatory, and brand risks due to sales practice misconduct, fraud, and non compliance with industry rules and standards. Proven success in aligning and communicating efforts with the culture and evolving needs of the firm. Highly effective in building relationships through collaboration with business stakeholders that result in informed decision making and reduced risk to the firm.