Compliance Officer Contractor
May 2014 - Oct 2014
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Tim Dodds Email & Phone Number
Compliance Professional in Financial Services
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Profile completeness 86%
Role
Compliance Professional in Financial Services
Location
St Paul, Minnesota, United States
Who is Tim Dodds? Overview
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Quick answer
Tim Dodds is listed as Compliance Professional in Financial Services based in St Paul, Minnesota, United States. AeroLeads shows a matched LinkedIn profile for Tim Dodds.
Tim Dodds previously worked as Compliance Officer Contractor at Rbc Wealth Management Financial Services and Vice President - Protective Operations and Investigative Services at Ameriprise Financial Services, Inc.. Tim Dodds holds Master Of Business Administration (M.B.A.) from University Of St. Thomas.
Profile bio
About Tim Dodds
Over twenty five years of marketing, compliance, and investigative experience in financial services industry. Expertise in leading, organizing and motivating teams to identify and reduce financial, regulatory, and brand risks due to sales practice misconduct, fraud, and non compliance with industry rules and standards. Proven success in aligning and communicating efforts with the culture and evolving needs of the firm. Highly effective in building relationships through collaboration with business stakeholders that result in informed decision making and reduced risk to the firm.
Listed skills include Leadership, Team Building, Planning, Leading Investigative Efforts, and 21 others.
9 roles · 44 years
Tim Dodds work experience
A career timeline built from the work history available for this profile.
Vice President - Protective Operations And Investigative Services
May 2010 - Dec 2012
Director - Special Investigations Group
2004 - May 2010
Director - Compliance Operations
1999 - 2004
~5 yrs
Manager - Complaints And Investigations Group
1996 - 1999
~3 yrs
Compliance Relationship Manager
1994 - 1995
~1 yr
Manager - Financial Planning Marketing, Communications, And Training
1990 - 1993
~3 yrs
Manager - Skyway Office
1987 - 1990
~3 yrs
1983 - 1987
~4 yrs
4 education records
Tim Dodds education
Master Of Business Administration (M.B.A.)
Cfp
College Of Financial Planning, Denver, Co
Bachelor'S Degree
Education record
Mound Westonka High School
FAQ
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Quick answers generated from the profile data available on this page.
What is Tim Dodds's role at their current company?
Tim Dodds is listed as Compliance Professional in Financial Services.
Where is Tim Dodds based?
Tim Dodds is based in St Paul, Minnesota, United States.
What companies has Tim Dodds worked for?
Tim Dodds has worked for Rbc Wealth Management Financial Services, Ameriprise Financial Services, Inc., American Express, and American Express Financial Advisors.
How can I contact Tim Dodds?
You can use AeroLeads to view verified contact signals for Tim Dodds, including work email, phone, and LinkedIn data when available.
What schools did Tim Dodds attend?
Tim Dodds holds Master Of Business Administration (M.B.A.) from University Of St. Thomas.
What skills is Tim Dodds known for?
Tim Dodds is listed with skills including Leadership, Team Building, Planning, Leading Investigative Efforts, Insurance, Private Investigations, Financial Planning, and Portfolio Management.
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