Tim Fitzpatrick Email & Phone Number
@hazelview.com
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Who is Tim Fitzpatrick? Overview
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Tim Fitzpatrick is listed as Chief Compliance Officer at Hazelview Investments, based in Toronto, Ontario, Canada. AeroLeads shows a work email signal at hazelview.com and a matched LinkedIn profile for Tim Fitzpatrick.
Tim Fitzpatrick previously worked as Chief Compliance Officer at Logiq Asset Management and Chief Compliance Officer at Purpose Investments. Tim Fitzpatrick holds Bcomm, Finance And Economics from Dalhousie University.
Email format at Hazelview Investments
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AeroLeads found 1 current-domain work email signal for Tim Fitzpatrick. Compare company email patterns before reaching out.
About Tim Fitzpatrick
Tim Fitzpatrick is a Chief Compliance Officer at Hazelview Investments. He possess expertise in securities, mutual funds, investments, risk management, portfolio management and 18 more skills.
Listed skills include Securities, Mutual Funds, Investments, Risk Management, and 19 others.
Tim Fitzpatrick's current company
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Tim Fitzpatrick work experience
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Chief Compliance Officer
Chief Compliance Officer
Chief Compliance Officer
Manager, Investment Compliance
Responsible for the development and implementation of all compliance policies and procedures for the Dundee Group of Companies’ investment fund business. Using thorough knowledge of the investment industry and foreign and domestic securities legislation I work closely with the Legal, Accounting, Trading and Portfolio Management groups to ensure investment activities are conducted in accordance with investment objectives and applicable legislation.
Senior Compliance Officer
I managed a team of compliance professionals, providing support and guidance on the policies and procedures I helped create and implement. These policies and procedures formed the backbone of each compliance program that included the monitoring, reporting, independent verification and training and communication elements. A key component of my role was to identify gaps and areas of improvement, resulting from the changing regulatory environment, industry best practices or exceptions identified through monitoring activities. I employed a risk based approach to recommending changes and through a project management framework guided them to execution.I had the opportunity to work on many areas in the Compliance Department's scope, including, but not limited to, conflict of interest, trading and supervision, derivatives usage, mutual fund and institutional account monitoring, National Instrument (“NI”) 81-102, NI 31-103, Securities Act (OSA) and Commodity Futures Act (CFA) policies, domestic and foreign regulatory filings, restricted trading and risk management.
Compliance & Investor Inquiries Officer
While working at the Ontario Securities Commission I was able to gain a keen understanding of the regulatory environment and securities law. I was responsible for researching and providing timely and accurate responses to all inquiries received by the OSC from all market participants, including investors, registrants, reporting issuers, law firms and industry professionals.
Tim Fitzpatrick education
Bcomm, Finance And Economics
Chartered Investment Manager (Cim®), Portfolio Management
Frequently asked questions about Tim Fitzpatrick
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What company does Tim Fitzpatrick work for?
Tim Fitzpatrick works for Hazelview Investments.
What is Tim Fitzpatrick's role at Hazelview Investments?
Tim Fitzpatrick is listed as Chief Compliance Officer at Hazelview Investments.
What is Tim Fitzpatrick's email address?
AeroLeads has found 1 work email signal at @hazelview.com for Tim Fitzpatrick at Hazelview Investments.
Where is Tim Fitzpatrick based?
Tim Fitzpatrick is based in Toronto, Ontario, Canada while working with Hazelview Investments.
What companies has Tim Fitzpatrick worked for?
Tim Fitzpatrick has worked for Hazelview Investments, Logiq Asset Management, Purpose Investments, Goodman & Company, Investment Counsel Inc., and Mackenzie Investments.
How can I contact Tim Fitzpatrick?
You can use AeroLeads to view verified contact signals for Tim Fitzpatrick at Hazelview Investments, including work email, phone, and LinkedIn data when available.
What schools did Tim Fitzpatrick attend?
Tim Fitzpatrick holds Bcomm, Finance And Economics from Dalhousie University.
What skills is Tim Fitzpatrick known for?
Tim Fitzpatrick is listed with skills including Securities, Mutual Funds, Investments, Risk Management, Portfolio Management, Equities, Derivatives, and Bloomberg.
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