Timme Gonzalez Email & Phone Number

Nashville, Tn, Us

* Planned and executed on end-to-end deliverables required of SEC Rule 30e-3 regulatory changes for the distribution of shareholder reports; deliverables included regulatory adherence, milestone scheduling, project documentation, development of controls, resource allocation, vendor management, stakeholder communication, and cost analysis.* Exceed regulatory standards, requirements, and deadlines as they pertain to escheatment of abandoned assets, tax form production, and distribution of regulatory material.* Implement process improvement opportunities to achieve efficiency and standardization.* Identify and mitigate risk opportunities in daily operations.* Utilize data analytic skills to make staffing, financial, managerial, or client-impact decisions.

Nashville, Tn, Us

* Lead back office operations team to be efficient with financial trading and general processing, compliant with shareholder communication regulations, and purposeful with their resources. * Identify and implement controls in an effort to reduce risk and leverage cost savings capabilities, including the creation of a database to manage shareholder communication that resulted in a 65% decrease of risk. * Develop staff with a focus on adaptable competencies, to be successful in both current and future roles. * Manage impactful initiatives such as a $1B omnibus conversion.* Support firm's diversity and inclusion focus by contributing to the career development working group and co-chairing the local chapter of the women's employee responsibility group.

Nashville, Tn, Us

* Oversaw more than 400,000 accounts to ensure program compliance and to make decisions in the best interest of the investors. * Managed the 529 Operations Team and communicated with other departments’ management teams to ensure customer servicing and processing exceeded client expectations. * Operationally managed a $7B program manager conversion.* Balanced needs of multiple clients—529 state sponsor, internal sales force, brokerage community, and direct investors.

Nashville, Tn, Us

* Managed direct reports and four operational processes. * Coached staff to increase productivity and reviewed processes and developed plans to improve daily team functions. * Identified and implemented efficiencies and process improvement opportunities.

Master'S Degree, Marriage And Family Therapy/Counseling

Bachelor'S Degree, Psychology