Tim Bloom, Ms, Crisc Email & Phone Number

London, Ontario, CA

San Francisco, California, US

San Francisco, California, US

San Francisco, California, US

New York, NY, US

• Earned promotion in 2014 to lead Enterprise Risk Management initiatives for all US operations
• Performed a multi-faceted leadership role while maintaining accountability and oversight as the Head of U.S. Risk for Nasdaq along with crafting business intelligence visuals to support executive decision-making
• Supervised a team of (3) by administering coaching, training & development to elevate performance, while identifying discrepancies, generating innovative solutions and reducing risks
• Liaised with business heads across multiple departments to identify risk impact and completed full risk assessments while developing data points to convey complex concepts with precision & accuracy
• Operated in an integral role steering business continuity management, handling all facets of crisis management, and reporting directly to board members and executive management
• Served as the ‘face of the company’ while frequently collaborating with global regulators (e.g. SEC, FINRA, OCC, CFTC, UK FCA, all Nordic FSAs, etc.).

New York, NY, US

• Led Internal Audit’s annual risk assessment & enterprise risk assessment as well as the planning process to develop the audit plan, thus ensuring responsiveness and alignment with the organization risk profile
• Operated as a concept-to-completion driver regarding auditing and assessment initiatives regarding the adequacy & effectiveness of the internal control environment, compliance with various internal policies, and.
• Effectively collaborated with the General Auditor to realign analysis techniques of the Internal Audit Group in preparation of the acquisition of a large European Exchange
• Engaged in post-acquisition of OMX Nordic Exchanges, created risk-based audit processes for new operational structures, such as clearing houses, margin calculations, counter-party risk, and new product development
• Attained a high-level of recognition in the assessment and optimization of business processes while executing and implementing risk management best practices in a high-pressure and highly challenging environment
• Restructured policies, procedures, and internal control functions to facilitate organization change while generating detailed reports via comprehensive data & trend analysis

Menlo Park, California, US

• Drove faster adoption, greater utilization, and higher proficiency regarding changes impacting employees in the organization to achieve strategic business objectives
• Communicated with valued clientele to manage expectations, lead change efforts, ensure satisfaction, and meet goals & objectives while cultivating critical solutions for complex client situations
• Proficiently utilized entrepreneurial ability to administer comprehensive management consulting and internal audit solutions across various industries, including financial services, manufacturing, and pharmaceuticals
• Recognized for completing in-depth strategic and operational reviews of the current state and recommending actionable approaches for management to attain stated goals by following industry best practices
• Supervised and led teams of up to 25 staff members to establish new programs for clients as well as ensured regulatory compliance and streamlined operations with precision and accuracy
• Aligned project management activities with optimal practice standards by establishing monitoring and metrics processes along with ensuring regulatory compliance and continuous improvements

New York, NY, US

• Coordinated internal & external resources for the flawless execution of projects while developing project objectives and ensuring technical feasibility
• Ensured projects were delivered on-time, within scope & budget, while maintaining resource availability and crafting a detailed project plan to accurately track progress
• Utilized appropriate verification techniques to manage changes in project scope, schedule, and costs while measuring project performance using project management systems, tools, and techniques
• Performed risk management to minimize project risks; created end-to-end project documentation; reported and escalated issues to management as required; and built rapport by managing client & stakeholder relations

New York, NY, US

• Delivered active day-to-day leadership and support to Trust Operations team members; accurately prepared performance documents for direct reports; and contributed to a positive & collaborative working environment
• Implemented innovative processes and optimized systems & operations, thus enhancing efficiency, quality, and productivity; demonstrated thought leadership regarding service processes and operations
• Collaborated directly with Services & Governance, Risk & Control leadership to understand issues, and worked with colleagues and across other departments to proactively achieve business objectives

Strasburg, Virginia, US

• Developed and implemented business controls, policies, procedures & best practices to maximize performance while evaluating, recommending, and implementing appropriate tools and solutions
• Anticipated internal/external business issues to align operational priorities, strategies, and tactics while providing analysis & supporting data reporting on trends, results, resource effectiveness, and forecast trends

Masters Of Science (Ms), Enterprise Risk Management

Education record

Bachelor Of Science (Bs), Finance & Management Systems

Education record