Tim Bloom, Ms, Crisc Email & Phone Number

London, Ontario, Ca

San Francisco, California, Us

San Francisco, California, Us

San Francisco, California, Us

New York, Ny, Us

• Earned promotion in 2014 to lead Enterprise Risk Management initiatives for all US operations• Performed a multi-faceted leadership role while maintaining accountability and oversight as the Head of U.S. Risk for Nasdaq along with crafting business intelligence visuals to support executive decision-making• Supervised a team of (3) by administering coaching, training & development to elevate performance, while identifying discrepancies, generating innovative solutions and reducing risks• Liaised with business heads across multiple departments to identify risk impact and completed full risk assessments while developing data points to convey complex concepts with precision & accuracy• Operated in an integral role steering business continuity management, handling all facets of crisis management, and reporting directly to board members and executive management• Served as the ‘face of the company’ while frequently collaborating with global regulators (e.g. SEC, FINRA, OCC, CFTC, UK FCA, all Nordic FSAs, etc.).• Produced ERM group strategic plans & policies to revitalize operations in alignment with priorities set by the Board, CEO, and CFO to optimize overall organization productivity• Successfully transitioned risk management activities into top-line business priorities following a critical operational incident while developing metrics-driven approaches to achieve desired results • Restructured business continuity & disaster recovery operations across the organization to mitigate resiliency issues on a global-scale, as well as created and planned crisis management simulations• Proactively led multiple complex cross-department projects & initiatives, including M&A integrations and special projects from Executive Leadership and the Board of Directors

New York, Ny, Us

• Led Internal Audit’s annual risk assessment & enterprise risk assessment as well as the planning process to develop the audit plan, thus ensuring responsiveness and alignment with the organization risk profile• Operated as a concept-to-completion driver regarding auditing and assessment initiatives regarding the adequacy & effectiveness of the internal control environment, compliance with various internal policies, and quality of the accounting records• Effectively collaborated with the General Auditor to realign analysis techniques of the Internal Audit Group in preparation of the acquisition of a large European Exchange• Engaged in post-acquisition of OMX Nordic Exchanges, created risk-based audit processes for new operational structures, such as clearing houses, margin calculations, counter-party risk, and new product development• Attained a high-level of recognition in the assessment and optimization of business processes while executing and implementing risk management best practices in a high-pressure and highly challenging environment• Restructured policies, procedures, and internal control functions to facilitate organization change while generating detailed reports via comprehensive data & trend analysis• Drove the creation of a new culture that focused on a risk-based approach while preparing comprehensive flowcharts, narratives, audit programs, test results and supporting documentation• Served as a strategic advisor to VPs & Division Heads, offering strategic and operational consultation while restructuring a corporate-wide effort to strengthen the Sarbanes-Oxley Compliance initiative• Elevated organization’s reputation by judiciously managing confidential data across Proxy Filing and Executive Goals, AML, while rationalizing strategic, operational, financial & regulatory processes

Menlo Park, California, Us

• Drove faster adoption, greater utilization, and higher proficiency regarding changes impacting employees in the organization to achieve strategic business objectives• Communicated with valued clientele to manage expectations, lead change efforts, ensure satisfaction, and meet goals & objectives while cultivating critical solutions for complex client situations • Proficiently utilized entrepreneurial ability to administer comprehensive management consulting and internal audit solutions across various industries, including financial services, manufacturing, and pharmaceuticals• Recognized for completing in-depth strategic and operational reviews of the current state and recommending actionable approaches for management to attain stated goals by following industry best practices• Supervised and led teams of up to 25 staff members to establish new programs for clients as well as ensured regulatory compliance and streamlined operations with precision and accuracy• Aligned project management activities with optimal practice standards by establishing monitoring and metrics processes along with ensuring regulatory compliance and continuous improvements• Assessed, analyzed and evaluated business & operational strategies, including process workflows, strategic planning, and new business opportunities

New York, Ny, Us

• Coordinated internal & external resources for the flawless execution of projects while developing project objectives and ensuring technical feasibility• Ensured projects were delivered on-time, within scope & budget, while maintaining resource availability and crafting a detailed project plan to accurately track progress• Utilized appropriate verification techniques to manage changes in project scope, schedule, and costs while measuring project performance using project management systems, tools, and techniques• Performed risk management to minimize project risks; created end-to-end project documentation; reported and escalated issues to management as required; and built rapport by managing client & stakeholder relations

New York, Ny, Us

• Delivered active day-to-day leadership and support to Trust Operations team members; accurately prepared performance documents for direct reports; and contributed to a positive & collaborative working environment• Implemented innovative processes and optimized systems & operations, thus enhancing efficiency, quality, and productivity; demonstrated thought leadership regarding service processes and operations• Collaborated directly with Services & Governance, Risk & Control leadership to understand issues, and worked with colleagues and across other departments to proactively achieve business objectives

Strasburg, Virginia, Us

• Developed and implemented business controls, policies, procedures & best practices to maximize performance while evaluating, recommending, and implementing appropriate tools and solutions• Anticipated internal/external business issues to align operational priorities, strategies, and tactics while providing analysis & supporting data reporting on trends, results, resource effectiveness, and forecast trends

Masters Of Science (Ms), Enterprise Risk Management

Education record

Bachelor Of Science (Bs), Finance & Management Systems

Education record