Tim Cherry Email and Phone Number
Tim Cherry work email
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Tim Cherry personal email
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Tim is responsible for the execution of FINRA initiatives, including the analysis and research on broker-dealer regulatory issues, the preparation of reports and Regulatory Notices, such as the FINRA Annual Regulatory Oversight Report, as well as provides key support to the stakeholder engagement initiatives. Tim recently functioned as the Ethics Office Policy Liaison for Member Supervision. Tim received a B.A. in Economics from Rutgers University and a M.A. from New York University in Performance and Information System Auditing. Known as a proficient strategic project leader that focuses on process improvement, analytical and technology-based solutions, stakeholder collaboration, and staff engagement. Areas of expertise include: Surveillance | Examination | Testing and Monitoring | Capital Markets Compliance | Best Execution | Trading and Sales Advisory | Policies and Procedures | Ethics Policies and Processes | Data Analytics l Training | Internal Controls | Oversight Functions | BCP
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Strategic Initiatives Analyst - Office Of The Chief Of StaffFinraNew York, Ny, Us -
Research Analyst - Office Of Stategic Engagement - Member SupervisionFinra Jun 2023 - PresentNew York City Metropolitan Area -
Ethics Policy Liaison - Member SupervisionFinra Nov 2023 - Nov 2024 -
Director And Special Advisor - Trading & Execution - Market RegulationFinra Jul 2010 - May 2023New York City Metropolitan Area -
Director - Market SurveillanceNyse Mar 2006 - Jun 2010New York, New York -
Vice President - Equities ComplianceGoldman Sachs Sep 1997 - Feb 2006New York, Ny
Tim Cherry Skills
Tim Cherry Education Details
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Performance And Information Systems Auditing -
Economics -
Certified Regulatory And Compliance Professional (Crcp) -
Advanced Analytics - People And Culture
Frequently Asked Questions about Tim Cherry
What company does Tim Cherry work for?
Tim Cherry works for Finra
What is Tim Cherry's role at the current company?
Tim Cherry's current role is Strategic Initiatives Analyst - Office of the Chief of Staff.
What is Tim Cherry's email address?
Tim Cherry's email address is tb****@****ail.com
What schools did Tim Cherry attend?
Tim Cherry attended New York University, Rutgers University, The Wharton School, Georgetown University Mcdonough School Of Business.
What skills is Tim Cherry known for?
Tim Cherry has skills like Securities, Equities, Finra, Capital Markets, Series 7, Trading Systems, Options, Trading, Financial Markets, Electronic Trading, Hedge Funds, Derivatives.
Who are Tim Cherry's colleagues?
Tim Cherry's colleagues are Matthew Urrutia, Sergio Chacon, Mba, Cia, Stanley Liang, Marcia Asquith, Ira Gluck, Frank Weber, Farooqi Hussaina.
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