Timothy Sapp

Timothy Sapp Email and Phone Number

Compliance Officer
Timothy Sapp's Location
Lawrenceville, Georgia, United States, United States
Timothy Sapp's Contact Details

Timothy Sapp work email

Timothy Sapp phone numbers

About Timothy Sapp

Timothy Sapp is a Compliance Officer.

Timothy Sapp's Current Company Details

Compliance Officer
Timothy Sapp Work Experience Details
  • Primerica
    Compliance Officer
    Primerica 2013 - 2014
    Duluth, Ga
    Internal auditing within Compliance & Legal depts.
  • Suntrust Investment Services
    Compliance Analyst
    Suntrust Investment Services May 2004 - May 2012
    Atlanta, Ga
    Managed OSJ offices to maintain compliance and develop new business. Trained new OSJ offices in compliance and trading software.
  • Fsc Securities
    Business Development
    Fsc Securities 2000 - 2004
    Marietta, Ga
    Co-managed OSJ offices within a 17 state territory to maintain compliance and develop new business. Trained new OSJ offices in compliance and trading software.
  • Wma Securities
    Mutual Fund Trade Desk/Compliance
    Wma Securities 1999 - 2000
    Trade Review, processing. Advertising Compliance
  • Pfs Securities
    Trade Review Principal
    Pfs Securities 1997 - 1999
    Trade Review.

Timothy Sapp Skills

Mutual Funds Trading Investments Series 24 Series 7 Wealth Management Finra Business Development Auditing Securities Series 63 Investment Advisory Asset Management Financial Services Uniform Combined State Law Portfolio Management Financial Planning Securities Regulation

Timothy Sapp Education Details

Frequently Asked Questions about Timothy Sapp

What is Timothy Sapp's role at the current company?

Timothy Sapp's current role is Compliance Officer.

What is Timothy Sapp's email address?

Timothy Sapp's email address is ts****@****aol.com

What is Timothy Sapp's direct phone number?

Timothy Sapp's direct phone number is +133647*****

What schools did Timothy Sapp attend?

Timothy Sapp attended University Of Alabama.

What skills is Timothy Sapp known for?

Timothy Sapp has skills like Mutual Funds, Trading, Investments, Series 24, Series 7, Wealth Management, Finra, Business Development, Auditing, Securities, Series 63, Investment Advisory.

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