- Promoted to Senior Investment & Portfolio Manager following two annual performance reviews with an overall rating of “Results Consistently Exceed Goals” by my responsible Managing Director- Management of +$300 million in multi-strategy portfolios with investment results producing a client retention rate of +99%- Led, as the Chair of Fort Washington’s Due Diligence Sub-Committee, the evaluation of over 750 investment strategies to select 33 active managers, of which over 65% subsequently outperformed their respective benchmark - Authored a diverse range of investment articles with a readership estimated at +50,000 over the past two years

- Awarded the Navy and Marine Corps Achievement Medal for the creation and application of Excel Macros that improved regional stability in Southeast Asia by increasing productivity and interoperability with allied nations - Earned the highest personal rating ever given by my commanding officer, in a unit of over 350 Marines, for research and analysis resulting in the production of over 300 intelligence products and the delivery of 30 classified presentations - Awarded the Global War on Terrorism Service Medal for successfully leading over 120 Marines in high stress environments while deployed in 6 countries as an Intelligence Officer and Reconnaissance Platoon Commander - Selected ahead of peers to fill a senior ranking officers responsibility to lead, train and develop a 24 man special-operations unit certifying as the Marine Corps elite rapid-deployment emergency force in the U.S. Pacific Command - Completed a Department of Defense special-operations certification program accomplished by only .1% of Marine Officers, to include: Infantry Officers Course, Scout Sniper Leaders, Basic Reconnaissance Course, and Tactical Air Control Party - Granted the highest security clearance in the U.S. Government: Top Secret/Sensitive Compartmented Information

- 1 of 2 institutional ETF traders managing an $8bn short market value trade book; responsible for creation/redemption, borrowing/lending, and total return swaps within the Synthetic Trading and Securities Lending Group- Briefed over 200 ETF market color updates to International and Domestic Securities Lending, Global Synthetic Trading, Prime Brokerage and US Cash Trading, resulting in increased transparency across the Investment Bank - Increased client’s financing balances to then historic highs of $60bn by provided sales coverage and market color reports based on stock loan market dynamics, short interest, recalls, earnings announcements, and trend analysis - Improved US Corporate Bond short coverage over 350% in a four month period via securities lending and reverse repo - Responsible for increasing the equity for equity and general collateral finance trade book from $1.5 to $6bn- Utilized firm inventory and market arbitrage opportunities to build the domestic equities matchbook 329%, with an average spread of 350 basis points, for a per annum profit of over $5mm

- Successfully managed a $550mm domestic equities trade book resulting in a meritorious promotion from Analyst to Associate ahead of schedule and in front of peers - 1 of 7 equity finance traders, from over 40, selected by the Head of Global Equity Finance to continue in-house synthetic trading and securities lending following the sale of prime brokerage operations- Developed strong relationships with traders and analysts at numerous institutional lenders, broker-dealers, and hedge funds- Received Series 7, Series 63 and Series 55 licensing certification

- Assisted in the evaluation and analysis of client portfolios- Provided clients with equity, fixed income and mutual fund research- Assisted with financial planning for retirement, estate planning, and educational funding- Created marketing packages and targeted marketing plans to capture additional assets and reinvestment business from existing clients