Timothy J. Varro, Esq. Email & Phone Number

Frankfurt Am Main, Hessen, DE

Regulatory compliance oversight responsibility for Deutsche Bank’s Corporate Bank Division providing direct coverage and advice to Corporate Bank personnel in New York as well as support coverage for all of the products with the Corporate Bank portfolio (Cash Management; Trade Finance; Trust and Agency Securities and Securities Services).

New York, New York, US

Serves as the lead compliance risk officer of regulatory engagement for the Treasury and Trade Solutions (TTS) North America business within Citi’s Institutional Clients Group. Successful drafting and implementation of policies and procedures applicable to regulatory interaction, ratified by the TTS Executive Committee. Responsible for ownership and.

New York, NY, US

• Manage Finance Location Strategy Legal and Compliance team to coordinate all regulatory inquiries and examinations related to the Finance’s global service model, including Resolution and Recovery program.
• Advise on Brexit strategy and risk assessment process to ensure continuation of Finance support services to business units with access to European Union
• Manage projects related to PRA, FINRA, HKMA, MAS, BaFin, IIROC inquiries and other global regulatory requests on behalf of Finance. Liaise with Legal, Compliance, ORD, Internal Audit, GWS, and Finance Senior Management.
• Serve as primary contact for local Asia Pacific, EMEA and Latin America Finance teams to fulfil jurisdictional regulatory requirements including Risk Assessments, regulatory notification, examinations, and supervisory.
• Manage FINRA Series 99 License population for Finance, draft Series 99 policies and procedures for licensees.
• Liaise with Legal, Compliance, ORD, and functional managers to address regulatory issues related to the implementation of Dodd-Frank Title I Resolution & Recovery plan across Finance teams.

Provided legal expertise in electronic discovery document production in RMBS, securities litigation, and government investigations of financial institutions.Services provided to major financial institutions and Am Law 100 law firm clients on a contract basis.Legal review of regulatory filings, contracts, prospectuses, offering materials, due diligence.

New York, NY, US

Provide legal expertise and support in post-discovery deposition preparation in litigation involving residential mortgage-backed securities on behalf of major financial institutions.Engage in electronic discovery including first-level review and quality control of litigation documents.Legal review of regulatory filings, contracts, prospectuses, offering.

Provided support to client businesses attain full compliance with all applicable laws and regulations. Researched and advice on regulatory schemes in a variety of fields, including Dodd-Frank, investment adviser/broker-dealer/FINRA regulations, food/drug/medical device manufacture and distribution, taxation, corporate filings, and license acquisition..

US

Accepted into the NJ Attorney General's Volunteer Associates in Public Service program in the DYFS-North office. Provide direct legal support in child protective service matters by writing appellate briefs for matters on appeal, performing legal research, drafting motions and other court documents and organizing evidentiary records and case appendices.

Providence, RI, US

Directly represented the Office of the Attorney General in various criminal proceedings including bailpresentments, hearings, and trials in court under attorney supervision. Directly assisted office counsel in preparing legal documents, interviewing and preparing witnesses, and conducting legal research.

Provided direct assistance to attorneys preparing for litigation, primarily in the fields of, but not limited to employment, tax, environmental, corporate, and criminal law. Provided legal research, prepared office memorandums, drafted legal documents, proofread and cite‐checked court documents, reviewed contracts drafted for clients, organized discovery.

Wayne, NJ, US

Maintained and distributed computers and software for faculty and staff members. Provided technical support for faculty and staff network of over 250 individuals. Performed computer repairs, arranged software installations, provided tutorials, assembled and deployed machines, and trained incoming staff.

Chicago, Illinois, US

Supported the organization and execution of political campaigns in early Presidential primary states. Organized volunteers, arranged staging locations for local campaigns, planned and promoted rallies, implemented political strategies, and collected polling data. Performed field activities in direct support of both New Hampshire and New Jersey Democratic.

US

District Office of Congressman Bill Pascrell, Jr. (NJ-8)Addressed local constituency concerns and maintained representation of the Congressman in the field. Handled constituent complaints and requests, screened daily media sources, organized fundraisers, and engaged in correspondence with constituents.

Juris Doctor, Law

Ba, Political Science