Coordinate the day to day activities as it relates to US Borrower-in-Custody program offered by the Federal Reserve Bank of New York.Utilize proprietary bank application (BICNet) to retrieve credit facilities/lines information, flag lines and related loans as eligible or ineligible for the program based on specific requirements of the BIC program.Use source systems CRDS for counterparty verification and Atlas2 for specific line attribute verification as needed.Utilize Business Objects program to run control reports on the pledged asset population to perform data quality checks prior to submission to FRB.Work with legal documentation department (3C) to ensure BIC eligibility controls related to client legal documents are properly documented. Review guarantor information and security agreements to ensure material collateral held outside of the United States is not pledged to the BIC program.Review the listed option stock record with OCC daily position limits.Monitor broad based index position for the reportable threshold to CBOE.

• FOCUS Report Preparation for NYSE/NASD/NFA member broker/dealers.• Customer reserve requirement (Rule 15c3-3) calculations.• Broker/dealer net capital computations (Rule 15c3-1).• Clearing Back Office Operations knowledge.• Securities clearing rules and broker/dealer compliance procedures. • Prepare monthly Focus Report and weekly customer reserve requirement.

• Supporting, monitoring and calculating unit values for the funds we support.• Ensure timely and accurate client activity results are recorded in Paris.• Preparing and reviewing validation spreadsheet• Support ad-hoc requests for data and performance reporting..• Ongoing review of NAV errors, in conjunction with established unit value revision policy.• Participate in various analysis and special projects.• Responsibility for new fund set, troubleshooting and interacting with systems partners.• Assume “on-call” responsibilities to manage delays associated with the delivery of SSB pricing files

• Identified trends in data and reported back to manager to adjust strategy accordingly• Evaluated several data sources and chose most accurate record by evaluating the perceived accuracy and history of each• Provided regular feedback to manager with suggestions for enhancements to provide better workflow efficiencies

• Audited data and executed queries to compare and identify discrepancies• Performed data file retrieval tasks and executed programs to create daily identifier change reports• Performed Bloomberg Lookups / Data Extraction as requested