Todd Harmon Email & Phone Number

Denver, Colorado, United States

• Acted as a key liaison for wealth management clients, organizing internal resources and cross-functional teams to resolve complex issues, enhance client satisfaction, and drive innovation through strategic solutions.
• Managed client relationships by coordinating milestone reviews and proactively identifying opportunities for value enhancement, leveraging advanced financial models and compliance insights to meet client objectives.
• Supported wealth management clients in executing project operations and data analysis, focusing on Anti-Money Laundering (AML) compliance using cutting-edge cloud-based platforms like AWS, VMware, and Citrix.
• Conducted in-depth quantitative and financial analysis, leveraging tools such as Tableau, Salesforce, and Verafin to audit financial risks and optimize client outcomes in line with regulatory requirements.
• Prepared detailed reports on high-risk customers, including Suspicious Activity Reports (SARs), utilizing advanced financial modeling techniques and ensuring strict adherence to government regulations.
• Led the onboarding process for new hires, ensuring seamless integration into the team and providing comprehensive training on SaaS solutions, client management expectations, and compliance standards.

• Act as a point of contact for multiple IBM wealth management client projects with reporting anti-money laundering reviews and investigations, playing a pivotal role in ensuring clients' adherence to required laws and.
• Financial patterns are tailored to the clients’ risk appetite and identify higher risk attributes for possible fraud, money laundering, or terrorist financing.
• I conduct final reviews, as the last line of defense, for the highest-risk cases (suspicious activities reports) with comprehensive research.
• Final reviews are conducted by manipulate large data, followed by, a statistical analysis utilizing excel to identify financial patterns and what could be higher risk and needing further research.
• Further research for final reviews may require enhanced due diligence which while help mitigate the client exposure to reputational risk. Internal and external databases are leveraged for enhanced due diligence.
• Some research enhanced due diligence processes on a customer include analyzing customer owned complex organizational structures, possible sanctions screening across the world, and politically exposed persons.

• Assist with three different IBM wealth management clients (banks). Specifically, I help ensure our client effectively monitors their customers regarding anti-money laundering using cloud-base software.
• I extract and manipulate large data, followed by, a risk and compliance analysis on our client’s customer financial activity by utilizing excel to identify financial patterns to determine possible criminal activity.
• Create cases Risk and compliance analysis on customers by extracting the financial data from the client’ system and mitigate alerting cases / investigations with a critical writing on the alerting activity to help.
• Investigate and report possible criminal financial patterns which were tailored by the client’s risk appetite.Report higher risk attributes for possible fraud, money laundering, or terrorist financing by suspicious.
• Historic financial transaction monitoring data in excel are used to identify suspicious activities details and prepare Suspicious Activity Reports for high-risk customers which are required by laws and regulations.

Greater Denver Area

1125 17th St, Suite 400, Denver, CO 80202

• Manage and maintain a portfolio of commercial insurance accounts, ensuring superior service and satisfaction for clients.
• Develop and execute risk management strategies tailored to clients' specific needs in various industries, including property & casualty, employee benefits, and specialty insurance.
• Prepare and present comprehensive insurance solutions, leveraging Hays Companies' innovative approach and extensive industry expertise.
• Collaborate with internal teams and external partners to deliver customized insurance programs and respond to client inquiries promptly.
• Conduct regular reviews and renewals of client policies, ensuring optimal coverage and cost-efficiency.
• Assist clients in claims processing, providing guidance and support throughout the claims lifecycle.

Stapleton, Colorado

• Assist in planning and managing projects related to the operation and maintenance of public facilities, including parks, pools, and recreational areas within the Central Park community.
• Collaborate with various stakeholders to gather project requirements and ensure alignment with community goals and standards.
• Maintain and update project schedules to ensure timely completion, coordinating efforts of team members and third-party contractors.
• Prepare and distribute project-related documents, including meeting minutes, status reports, and project plans.
• Manage accurate and up-to-date project documentation, including contracts and change orders.
• Support procurement of materials and coordinate with suppliers for timely delivery.