Todd Smith, Mba Email & Phone Number

• Apply sig sima methodology when evaluate and make informed process improvement recommendations for internal controls * Review complex financial statements, including footnote disclosures, supplemental and consolidating schedules for customers ranging from $40M - $85M in annual revenue * Managed comprehensive and complex audits, including strategic planning, risk management, and closing with action plans with recommendations to mitigate risk* Manage fieldwork to ensure regulatory, compliance, quality of service, and timely delivery of results * Interview violators, witnesses and victims, while generating reports and administrative notices to be submitted to the City Attorney’s Office* Implemented appropriate testing to assess deficiencies of internal controls and made recommendations for improvement* Provided ongoing coaching and training to staff and senior auditors to ensure efficient execution of audit programs* Facilitate Risk Management process & risk appetite * Design and execute audit programs and procedures to test and provide analysis on the design and operating effectiveness of key risk & controls to mitigate future occurrence * Deliver audit reports to executive leadership with data-driven assurance and findings/observations and conduct follow ups with management to drive timely remediation of control gaps or deficiencies.* Collaborate with management and users to interpret the significance of findings, conclude on those findings, and make practical recommendations.* Utilize complaint best practices & risk analysis when resolving high level customer concerns

San José, Ca, Us

* Established audit objectives, time estimate, plan of work, and supervises data collection and documentation.* Lead, planned, & prepared work of assignments, trained and evaluated development experience for assigned staff for various audit experiences * Formulated high level risk assessment and root cause analysis to identify key areas of audit assignments * Audited over 400 companies in two quarters resulting in $700k in revenue recovery utilizing accounting & auditing best practices to ensure compliance * Gathered and analyzed KPI from customer accounts to ensure transparency for billing, collection, & invoicing accounts, while providing recommendations * Coordinated with information technology department to obtain improvements for revenue collection tracking computer system* Assisted in strategy formulation for automation, customization, of reports, and interfaces with Enterprise Resource Planning (ERP) & Financial Management System (FMS)* Second Line of Defense for customer complaints, formulating solutions with risk management process, root cause analysis, & risk assessment methods

San José, Ca, Us

• Prepared and monitored division budget; prepared revenue estimates and forecasts, while established fees and charges.• Prepared and monitored operational contracts, invoices, & financial transactions.• Utilized automated data processing applications, including spreadsheets and databases, to analyze and present information; uses word processing software to review, revise and format documents for department needs and record keeping; uses e-mail system, calendaring and scheduling with effective, clear and concise written communication.• Analyzed, compiled, gathered facts and data for problem resolution; evaluated prepared reports and recommendations for improved group operations, services systems or organizational methods; • Utilized best practices while implementing goals, objectives and guidelines utilizing resources effectively to improve efficiency and effectiveness.• Detect and report suspicious activities utilizing Anti money laundering (AML) & bank security act (BSA) best practices

San José, Ca, Us

• In this interim position, I supervised a team of six investigator-collectors and six administrative assistants in their daily functions focused on increasing the City’s revenue, ensuring compliance with regulatory requirements, reducing costs, and enhancing customer experience • Next, I managed the collection of business taxes while approving up to 300 permits per day for activities and events within the city.• I also interfaced and briefed senior leaders on implementation of business tax modernization ordinance designed to increase business tax revenues by 45%. • In addition, I developed, proposed, and executed public outreach campaigns, such as an initiative to encourage residential landlords to register for the tax modernization program.• I was tasked with strategically review system generated reports of transaction and investigation of account activity for potentially suspicious activity from inception to completion while offering tactical recommendations. • Finally, I conducted oversight examination of specific potential risk area assessments within the firm in regard to organizations policies and procedures. Key accomplishments in this leadership role include:• Standardizing audit processes by training investigator-collectors in all processes and procedures in a uniform and systematic approach.• Successfully decreasing the average outstanding audit findings by identifying control weaknesses and designing appropriate enhancements. • Strategically reducing case load, by analytically driving.• Collaborated with San Jose Police Department regarding analysis, billing, & collection for special use permits & licenses utilizing information technology systems for reporting purposes. • Detect and report suspicious activities utilizing Anti money laundering (AML) & bank security act (BSA) best practices• Supervised and managed and customer complaints while at the sam time utilized information technology systems to track & measure results

San José, Ca, Us

• Coordinated with the Information Technology Department to improvement revenue collection tracking computer systems.• Assisted in strategy formulation for automation, customization of audit reports / interfaced systems with legal log • Detect and report suspicious activities utilizing Anti money laundering (AML) & bank security act (BSA) best practices* Assisted with audit objectives, time estimate, plan of work, and data collection and documentation.* Gathered, organized, and analyzed data relating to audit assignments which require research and drawn conclusions * Prepared, analyzed, and audit reports with recommendations/options; explained report recommendations and conclusions to customers* Coordinated with information technology department to obtain improvements for revenue collection tracking computer system* Assisted in strategy formulation for automation, customization, of reports, and interfaces with Enterprise Resource Planning (ERP) and Financial Management System (FMS)* Provide real time complaint solutions with a 98% close rate on all cases* Resolved all customer complaints with Risk Management process * Tracked, billed, & collected over $800k in revenue recover and provide sustainable recommendations for revenue collection system

San José, Ca, Us

• Collaborated daily with San Jose Police dispatch regarding off street investigations resulting in 40 closed cases in a single quarter with 95% success rate• Wrote investigative reports including legal analysis, facts, & interviews with the intent to enhance public safety

• Monitored and analyzed investment performances and market opportunities; implements and executes investment strategies• I established international and domestic capital market views; generated macro and micro economic trends and ensures trends are executed consistently throughout the portfolioI coordinated and verified economic environment and corresponding portfolio recommendations.• Applied portfolio optimization techniques and methods of developing asset allocations; analyzes portfolio risk factors, risk budget, risk decomposition, and performance attribution.• I Planned, assigned, reviewed, and evaluated the work of agents, while participated in hiring decisions, disciplinary actions and other personnel activities; provides technical direction to staff and assists in resolving problems. • Educated and conducted trainings in their respective asset class to Retirement presentations• Detect and report suspicious activities utilizing Anti money laundering (AML) & bank security act (BSA) best practices

Master Of Business Administration (Mba)

Bachelor Of Business Administration - Bs, Accounting