Tom Chen, Cfa Email & Phone Number

Hong Kong

Investment Banking/ECM/Corporate Finance Team

Hong Kong

ECM & Corporate Finance Team

Hong Kong

• Analyzed clients’ business, financial, and capital structure in order to provide tailer­made financial solutions and to promote fee business• Pitched the strategic financing solutions to clients, in collaboration with Corporate Finance, ECM, DCM, Structure Financing, and Syndicate Loan teams within Mizuho Group

Hong Kong

• Co-worked with Taipei IBD team to execute the issuance of Flexium (6269.TT) US$100 million ECB

Hong Kong

• Co-worked with equity sales to seek investors for Initial Public Offering deals in Greater China area, successfully assisting Tenfu (6868.HK) raises HKD$1.2 billion and Chanceton (8020.HK) raises HKD$60 million in Hong Kong IPO•Conducted deal sourcing and prepared pitch book for potential IPO, secondary equity financing, private placement, and Taiwan Depositary Receipt issuance transactionsExecutive Assistant to President, President Office• Supported Equity Capital Market division in deal sourcing and pitch book preparation• Reviewed and analyzed the annual budget to optimize resource allocation among divisions • Presented new strategies and business plans to President

Taiwan

• Constructed financial models in connection with Taiwan Polypropylene Co.’s merger with LCY Chemical Industrial Corp. valued at approximately $158MM• Prepared presentations for clients• Created and maintained valuation and financial models, and performed pro-forma capital structure analysis • Provided advice to finance a broad range of leveraged transactions utilizing debt and equity to conform Taiwan regulations• Cooperated with coverage teams to build relations with clients, resulting in 5 new clients

Taiwan

• Pitched and secured three IPO mandates within one year• Analyzed various equity, equity linked, and debt financing alternatives for companies in the technology industries, including in LCD, electronic components and LED• Drafted a business plan to raise $26MM for Wei Mon Industry Co. through a convertible bond issue• Created pitch books and performed industry research for clients

Taiwan

• Acquired 65 Citi Gold accounts within one year of service generating over $2MM in revenues• Developed optimal asset allocation based on client s’ risk-return profile and provided recommendations

Mba, Finance

Activities and Societies: • Master of Business Administration, May 2010 • Johnson School Merit-based Scholarship, GMAT: 740 • VP.

Bba, Finance

Activities and Societies: • Bachelor of Business Administration, Finance Major • Director of Administration and Promotion at Student.