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Tom Ferrante Email & Phone Number

Margin Prime Services Specialist at TD Securities
Location: New York City Metropolitan Area, United States 8 work roles 3 schools
1 work email found @intint-consult.co.za 6 phones found area 917, 516, and 718 LinkedIn matched
✓ Verified July 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 6 phones

Work email t****@intint-consult.co.za
Direct phone (917) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
TD Securities
Role
Margin Prime Services Specialist
Location
New York City Metropolitan Area, United States
Company size
6016 employees

Who is Tom Ferrante? Overview

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Quick answer

Tom Ferrante is listed as Margin Prime Services Specialist at TD Securities, a with 6016 employees, based in New York City Metropolitan Area, United States. AeroLeads shows a work email signal at intint-consult.co.za, phone signal with area code 917, 516, 718, and a matched LinkedIn profile for Tom Ferrante.

Tom Ferrante previously worked as Vice President, Margin Manager at Industrial And Commercial Bank Of China (Icbc) Financial Services Llc and Senior Financial Operations Examiner at Financial Industry Regulatory Authority (Finra). Tom Ferrante studied at Kingsborough Community College.

Company email context

Email format at TD Securities

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{first}.{last}@intint-consult.co.za
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AeroLeads found 1 current-domain work email signal for Tom Ferrante. Compare company email patterns before reaching out.

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Profile bio

About Tom Ferrante

A strategic and forward-thinking individual with a career history of effectively managing operations and meeting organizational goals. Skilled at enforcing FINRA rules and regulations. Diligent and resourceful in uncovering solutions that meet all business needs. Dynamic team player, capable of critically evaluating and responding to rapidly evolving environments while effectively spearheading complex issues and facilitating cross-functional collaboration.

Listed skills include Risk Management, Prime Brokerage, Securities, Financial Services, and 19 others.

Current workplace

Tom Ferrante's current company

Company context helps verify the profile and gives searchers a useful next step.

TD Securities
Td Securities
Margin Prime Services Specialist
New York, NY, US
Website
tdsecurities.com
Employees
6016
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Company profile
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8 roles

Tom Ferrante work experience

A career timeline built from the work history available for this profile.

Margin Prime Services Specialist

Td Securities

New York, Ny, Us

Manager, Margin Regulatory

Broadridge Business Process Outsourcing, Llc (Formerly Ridge Clearing, Adp Clearing & U.S. Clearing)

New York, New York, Us

Manage associates in the US & India and work across several different brokerage firm platforms through outsourcing arrangements (E*TRADE Financial, Alliance Bernstein, CIBC, Apex Clearing), Enforce New York Stock Exchange (FINRA) rules and regulations and house rules• Managed a staff of up to 20 associates, including staff in India• Ensure that the firm and clients maintained margin govt & house reg standards & integrity• Authorize fund disbursements > $1 mil • First line of defense in identifying suspicious activity regarding outgoing fund transfers. Submitted potential SAR’s to Compliance/AML group. Perform OFAC reviews• Closely monitor margin accounts for credit exposure & regulatory risk• Thorough knowledge of FINRA Rule 4210• Process sellouts of customer accounts with delinquent calls• Securities firm/house pricing control• SME for firm trading P&L product• Expert level knowledge of various Broadridge systems, including the Online Margin Interest System (OLMI). Responsible for setting up rates for multiple clients (ranges & individual accts)• Responsible for FINRA Bi-weekly short interest reporting• FINRA Rule 4521(d) monthly margin balance submissions• 15c-3 firm capital charge submissions for regulatory haircuts• Direct dealings with FINRA Examiners during firm regulatory audits• Creation & maintenance of departmental Policies and Procedures• Creation and implementation of Written Supervisory Procedures (WSP’s) for purposes of supervising offshore outsourcing within firm guidelines• Monitor accounts for margin trading violations (day trades, free rides). Restrict when applicable• Validating Letters of Authorizations for processing of journal/money transfers entries between internal accounts. Performed due diligence. • Stock certificate/DRS transfers• Responsible for approving complex ACAT transfers. Thorough knowledge of ACATs, FINRA rule 412• Prime Brokerage 1995-1997: Balance CNS, Resolve DK’s, Free Fund Letters, Maintain PB Forms

Feb 2010 - Aug 2014

Margin Manager

Ridge Clearing
Aug 2006 - Feb 2010

Margin Operations Avp

U.S. Clearing
Jan 2002 - Jan 2004

Margin Supervisor

U.S. Clearing
Aug 1997 - Jan 2002
Team & coworkers

Colleagues at TD Securities

Other employees you can reach at tdsecurities.com. View company contacts for 6016 employees →

GB Geoff Bertram Geoff Bertram Colleague at Td SecuritiesToronto, Ontario, Canada View → EO Eugene Ossipov Eugene Ossipov Colleague at Td SecuritiesBarrie, Ontario, Canada View → TM Tanvir Masood Tanvir Masood Colleague at Td SecuritiesCanada View → MS Meena Samsingh Meena Samsingh Colleague at Td SecuritiesGreater Toronto Area, Canada View → VK Vijay Karthikeshwar Reddy Suram Vijay Karthikeshwar Reddy Suram Colleague at Td SecuritiesSingapore View → JZ Jin Ze Zhang Jin Ze Zhang Colleague at Td SecuritiesCanada View → C( Chloe (Tianqi) Zang Chloe (Tianqi) Zang Colleague at Td SecuritiesToronto, Ontario, Canada View → LC Lawrence Chiu Lawrence Chiu Colleague at Td SecuritiesCanada View → RD Robert Doris Robert Doris Colleague at Td SecuritiesDublin, County Dublin, Ireland View → SA Sanad Afaneh Sanad Afaneh Colleague at Td SecuritiesToronto, Ontario, Canada View →
3 education records

Tom Ferrante education

Education record

Kingsborough Community College

Education record

Kingsborough Community College

Executive Education. Securities Industry Institute (Sii) Program

The Wharton School
FAQ

Frequently asked questions about Tom Ferrante

Quick answers generated from the profile data available on this page.

What company does Tom Ferrante work for?

Tom Ferrante works for TD Securities.

What is Tom Ferrante's role at TD Securities?

Tom Ferrante is listed as Margin Prime Services Specialist at TD Securities.

What is Tom Ferrante's email address?

AeroLeads has found 1 work email signal at @intint-consult.co.za for Tom Ferrante at TD Securities.

What is Tom Ferrante's phone number?

AeroLeads has found 6 phone signal(s) with area code 917, 516, 718 for Tom Ferrante at TD Securities.

Where is Tom Ferrante based?

Tom Ferrante is based in New York City Metropolitan Area, United States while working with TD Securities.

What companies has Tom Ferrante worked for?

Tom Ferrante has worked for Td Securities, Industrial And Commercial Bank Of China (Icbc) Financial Services Llc, Financial Industry Regulatory Authority (Finra), Broadridge Business Process Outsourcing, Llc (Formerly Ridge Clearing, Adp Clearing & U.S. Clearing), and Ridge Clearing.

Who are Tom Ferrante's colleagues at TD Securities?

Tom Ferrante's colleagues at TD Securities include Geoff Bertram, Eugene Ossipov, Tanvir Masood, Meena Samsingh, and Vijay Karthikeshwar Reddy Suram.

How can I contact Tom Ferrante?

You can use AeroLeads to view verified contact signals for Tom Ferrante at TD Securities, including work email, phone, and LinkedIn data when available.

What schools did Tom Ferrante attend?

Tom Ferrante studied at Kingsborough Community College.

What skills is Tom Ferrante known for?

Tom Ferrante is listed with skills including Risk Management, Prime Brokerage, Securities, Financial Services, Finra, Options, Securities Lending, and Team Leadership.

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