President
Current
Tkharms "& Company
Jul 2023 - Present
AeroLeads people directory · profile
Tom Harms Email & Phone Number
Wealth Management Supervision
at
TKHarms "& Company
2 work emails found
@summittrail.com
1 phone found area 212
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
TKHarms "& Company
Role
Wealth Management Supervision
Location
New York City Metropolitan Area, United States
Who is Tom Harms? Overview
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Quick answer
Tom Harms is listed as Wealth Management Supervision at TKHarms "& Company, based in New York City Metropolitan Area, United States. AeroLeads shows a work email signal at summittrail.com, phone signal with area code 212, and a matched LinkedIn profile for Tom Harms.
Tom Harms previously worked as President at Tkharms "& Company and Partner, Chief Operating Officer at Summit Trail Advisors. Tom Harms holds Ba, Communication from Seton Hall University.
Company email context
Email format at TKHarms "& Company
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{first}.{last}@summittrail.com
89% confidence
AeroLeads found 2 current-domain work email signals for Tom Harms. Compare company email patterns before reaching out.
Profile bio
About Tom Harms
I have a strong track record of executing successful business transformations and extensive global experience. I'm Culturally astute, with proven successes in building, developing and leading high performance teams. Tech savvy, analytical thinker with strong problem solving and planning skills. Demonstrated ability to implement global business objectives, deliver measurable results; improving client relations while increasing transparency and control. Deep experience in Wealth Management Business & Operational risk management and International Branch Risk management.Expertise: -Developing & managing spans of control within Wealth Management platforms. -Leading and executing change management efforts.-Reorganization & Turnaround Management-Program design and implementation-Government & Regulatory intelligence-Enterprise Operational Risk o Fully licensed securities supervisor.FINRASECSFAHKSFC
Listed skills include Risk Management, Finra, Series 24, Private Wealth Management, and 5 others.
Current workplace
Tom Harms's current company
Company context helps verify the profile and gives searchers a useful next step.
Tkharms "& Company
7 roles · 41 years
Tom Harms work experience
A career timeline built from the work history available for this profile.
Partner, Chief Operating Officer
Summit Trail is an investment-focused independent wealth management boutique with offices in NY, Boston, Chicago and San Francisco. We leverage leading research providers and our own in-house research team to design investment solutions while sourcing unique, highly specialized investments. As a member of the management team, I lead the day to day business operations; with direct responsibility for operations, risk, compliance, vendor management and administration.
Feb 2016 - Jul 2023
Sole Proprietor
Owner, Tkharms & Co. Consulting
Risk & Compliance Consulting for Wealth Advisors.Deep experience in managing and mitigating top risks for Advisors.Focus on controls in CyberSecurity, Diminished Capacity and Business Continuity.
Dec 2015 - Feb 2016
Senior Vice President
Senior Officer in Fidelity's Institutional Wealth Services, leading the Risk and Compliance Practice Management and Consulting effort for Independent Advisors while working on development of Advanced Wealth Ventures; delivering comprehensive solutions for Private Wealth and Private Banking teams seeking independence.
Aug 2011 - Nov 2015
Managing Director
Led the Operational Risk Program for the Global Wealth Management Division. Coordinated all Operational Risk reporting and mitigation for the Retail Division. Direct responsibility for risk staff in the U.S. Branch network.
1986 - Aug 2011
Branch Administration Private Wealth Mgmt
Senior Manager leading Adminsitrative and Risk Management in the boutique UHNW Division. Coordinated and led the global efforts in managing risk throughout the Private Wealth offices.
Sep 1986 - Jun 2003
1996 - 2000
~4 yrs
2 education records
Tom Harms education
Ba, Communication
Seton Hall University
Bs
Virginia Military Institute
FAQ
Frequently asked questions about Tom Harms
Quick answers generated from the profile data available on this page.
What company does Tom Harms work for?
Tom Harms works for TKHarms "& Company.
What is Tom Harms's role at TKHarms "& Company?
Tom Harms is listed as Wealth Management Supervision at TKHarms "& Company.
What is Tom Harms's email address?
AeroLeads has found 2 work email signals at @summittrail.com for Tom Harms at TKHarms "& Company.
What is Tom Harms's phone number?
AeroLeads has found 1 phone signal(s) with area code 212 for Tom Harms at TKHarms "& Company.
Where is Tom Harms based?
Tom Harms is based in New York City Metropolitan Area, United States while working with TKHarms "& Company.
What companies has Tom Harms worked for?
Tom Harms has worked for Tkharms "& Company, Summit Trail Advisors, Owner, Tkharms & Co. Consulting, Fidelity Institutional Wealth Management, and Morgan Stanley Smith Barney.
How can I contact Tom Harms?
You can use AeroLeads to view verified contact signals for Tom Harms at TKHarms "& Company, including work email, phone, and LinkedIn data when available.
What schools did Tom Harms attend?
Tom Harms holds Ba, Communication from Seton Hall University.
What skills is Tom Harms known for?
Tom Harms is listed with skills including Risk Management, Finra, Series 24, Private Wealth Management, Options, Series 3, Series 65, and Wealth Management.
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