Tom James Email & Phone Number

Pittsburgh, Pa, Us

Pittsburgh, Pennsylvania, United States

I collaborate with business leaders to enhance operational and technology processes, improving efficiency and reducing risks. I develop and present business cases, oversee project deliverables, and ensure alignment with business objectives. Leading process redesigns, I create cost-effective solutions and secure approvals for strategic initiatives. My expertise in data analysis and risk assessment helps tailor solutions to meet specific business needs while supporting the bank’s risk management… Show more I collaborate with business leaders to enhance operational and technology processes, improving efficiency and reducing risks. I develop and present business cases, oversee project deliverables, and ensure alignment with business objectives. Leading process redesigns, I create cost-effective solutions and secure approvals for strategic initiatives. My expertise in data analysis and risk assessment helps tailor solutions to meet specific business needs while supporting the bank’s risk management framework.• Collaborating with business leaders to evaluate and enhance operational and technology processes, delivering solutions that improve efficiency, reduce processing time, and mitigate risks.• Developing and presenting comprehensive business cases to approval committees, overseeing project deliverables, cost estimates, and cost-benefit analyses, demonstrating how process improvements align with and accelerate business objectives.• Leading the redesign of organizational processes, creating high-quality, cost-effective solutions that drive operational efficiency. Presenting recommendations to governance committees to secure approvals for strategic initiatives.• Spearheading initiatives to enhance process quality and reduce costs, leveraging data analysis and process modeling to tailor solutions that meet specific business needs.• Conducting risk assessments of current and proposed processes, ensuring alignment with both organizational objectives and risk management frameworks, while supporting the bank’s risk appetite. Show less

Coraopolis, Pennsylvania, United States

I specialize in administrative support, ensuring the smooth operation of daily tasks across the command. My role involves managing correspondence, maintaining personnel records, preparing reports, and assisting leadership with key operational needs. With a focus on organization and attention to detail, I help keep mission-critical documentation accurate and accessible, while supporting the overall efficiency of the team. My leadership skills and administrative expertise contribute directly to… Show more I specialize in administrative support, ensuring the smooth operation of daily tasks across the command. My role involves managing correspondence, maintaining personnel records, preparing reports, and assisting leadership with key operational needs. With a focus on organization and attention to detail, I help keep mission-critical documentation accurate and accessible, while supporting the overall efficiency of the team. My leadership skills and administrative expertise contribute directly to the success of Navy operations. Show less

Rockville, Maryland, United States

Provided strategic support to the first line risk functions in the design, implementation and maintenance of the first line risk programs and related policies and procedures. Led the development and implementation of enhancements to the overall first line Risk Programs by conducting control tests, documenting risk and control self-assessments, updating and tracking issues and providing management reporting to various committees.• Led the Risk, Control Self-Assessment (RCSA) Program… Show more Provided strategic support to the first line risk functions in the design, implementation and maintenance of the first line risk programs and related policies and procedures. Led the development and implementation of enhancements to the overall first line Risk Programs by conducting control tests, documenting risk and control self-assessments, updating and tracking issues and providing management reporting to various committees.• Led the Risk, Control Self-Assessment (RCSA) Program execution and delivery. • Monitored and tracked issues while working with various teams to remediate issues. • Developed reports for key risk indicators to effectively monitor, manage and mitigate risks. • Coordinated periodic updates regarding the first line Risk Programs, results of testing and monitoring and other matters to the CCO, CRO, Senior Management, and the Risk & Compliance Committee.• Monitored first line risk policies and procedures for development and maintenance.• Partnered with the lines of businesses to plan and execute the risk management program strategies. • Engaged the lines of business to review and challenge compliance with programs.• Provided risk expertise while working with the businesses and other risk partners (e.g., Compliance, Technology Risk, etc.) to proactively identify risk exposures across the firm. Show less

Pittsburgh, Pennsylvania, United States

Determined whether appropriate credit risk management policies, procedures, and practices were established and are operating effectively across PNC. Accomplished this objective by assessing functions responsible for identifying, measuring, monitoring, and controlling credit risk.• Planned and led internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with applicable regulations.• Conducted risk assessment… Show more Determined whether appropriate credit risk management policies, procedures, and practices were established and are operating effectively across PNC. Accomplished this objective by assessing functions responsible for identifying, measuring, monitoring, and controlling credit risk.• Planned and led internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with applicable regulations.• Conducted risk assessment activities, developed audit scopes, objectives, and work plans. • Identified appropriate audit tests, key controls, and used statistical methods, surveys, interviews, and computer-assisted audit techniques. • Performed detailed and general reviews of internal audit work paper documentation and completed complex testing procedures and audit risk and control assessments.• Made recommendations regarding the deployment of team resources and performs talent management activities. Coached and drove development of team members.• Coordinated procedures and reviewed work papers supporting audits of internal controls, business processes, and account balances.• Maintained awareness of internal control audit trends to assure audit processes were effective. Show less

Pittsburgh, Pennsylvania

Supported PNC’s critical projects by challenging project execution risks (e.g., scope, schedule, cost, benefit) and coordinating other IRM engagements.• Partnered within risk management to plan and execute the risk management program and corresponding communication strategies. Engaged the lines of business to review and challenge compliance with programs.• Coordinated and implemented the risk management program to meet regulatory expectations.• Coordinated the timely and proper… Show more Supported PNC’s critical projects by challenging project execution risks (e.g., scope, schedule, cost, benefit) and coordinating other IRM engagements.• Partnered within risk management to plan and execute the risk management program and corresponding communication strategies. Engaged the lines of business to review and challenge compliance with programs.• Coordinated and implemented the risk management program to meet regulatory expectations.• Coordinated the timely and proper execution of the risk management program within all lines of business.• Provided risk expertise while working with the businesses and other risk partners (e.g., Compliance, Technology Risk, etc.) to proactively identify risk exposures across PNC.• Challenged business self-assessment results and reviews applicable independent analyses. Show less

New York, New York

Accomplished the objectives, development and on-going maintenance of Recovery and Resolution Plans in order to meet US regulatory requirements.• Conducted the review of a major Japanese Bank’s DFA and IDI Resolution Plans including the identification of key information regarding the company’s U.S. material entities, core business lines, critical operations and describe management’s intended resolution strategies.• Provided guidance to a major US bank to develop a material legal… Show more Accomplished the objectives, development and on-going maintenance of Recovery and Resolution Plans in order to meet US regulatory requirements.• Conducted the review of a major Japanese Bank’s DFA and IDI Resolution Plans including the identification of key information regarding the company’s U.S. material entities, core business lines, critical operations and describe management’s intended resolution strategies.• Provided guidance to a major US bank to develop a material legal entity risk framework to identify each MLE’s individual riskiness based on resiliency, operational resolvability, internal and external impacts.• Coordinated routine Resolution Plan audits on various US SIFI’s Show less

Pittsburgh, Pennsylvania

Performed day-to-day activities in support of bringing a systematic, disciplined risk-based approach to evaluate and improve the effectiveness of the Company’s risk management, control, and governance processes surrounding external reporting.• Identified and assessed potential risks to the Company and its businesses• Reviewed the adequacy of controls established to ensure compliance with policies, procedures, and regulations• Assessed the reliability of financial information… Show more Performed day-to-day activities in support of bringing a systematic, disciplined risk-based approach to evaluate and improve the effectiveness of the Company’s risk management, control, and governance processes surrounding external reporting.• Identified and assessed potential risks to the Company and its businesses• Reviewed the adequacy of controls established to ensure compliance with policies, procedures, and regulations• Assessed the reliability of financial information, and the systems producing this information• Followed-up on exam issues to ensure remedial action was taken• Participated in due diligence reviews, new product reviews, and similar Company activities• Developed and implemented approaches for Recovery & Resolution Planning preparations• Lead role that maintained and developed the Resolution Plan for The Dreyfus Corporation, MBSC Securities Corporation, BNY Mellon Investment Services (US) Inc. and Dreyfus MMFs Show less

Coraopolis, Pennsylvania, United States

As a dedicated Sergeant in the United States Army, I served as a Dental Assistant, providing essential dental care and administrative support. My role included assisting with dental procedures, managing patient records, and ensuring the smooth operation of our dental clinic. I excelled in delivering high-quality care, supporting dental health initiatives, and maintaining the highest standards of hygiene and efficiency. My commitment to service and attention to detail contributed to the overall… Show more As a dedicated Sergeant in the United States Army, I served as a Dental Assistant, providing essential dental care and administrative support. My role included assisting with dental procedures, managing patient records, and ensuring the smooth operation of our dental clinic. I excelled in delivering high-quality care, supporting dental health initiatives, and maintaining the highest standards of hygiene and efficiency. My commitment to service and attention to detail contributed to the overall readiness and well-being of our soldiers. Show less

Master Of Business Administration - Mba, Risk Management

Bachelor Of Science (B.S.), Business, Management, Marketing, And Related Support Services