Tom Magee Email & Phone Number

Saint Paul, MN, US

St Paul, Minnesota, United States

• As a Compliance Manager at Securian Financial, I lead a team of top-performing compliance professionals, promoting a culture of continuous learning while maintaining strict adherence to regulatory standards. I oversee.
• Quarterly Compliance Reporting: collaborated to develop and implement a quarterly compliance report using FranklinCovey’s 4 Disciplines of Execution, providing key performance insights to senior leadership and.
• Effectively engaged my employees throughout 2024 to discuss annual survey questions about senior leadership that historically were very low. My goal was to discuss the meaning behind the question to increase the scores.
• Actively led a Responsible, Accountable, Supportive, Consulted, and Informed (RASCI) exercise with another overlapping compliance team to ensure roles and responsibilities were understood by team members of both sides.

St Paul, Minnesota, United States

• In my role as Compliance Senior Analyst, I led in-depth analyses of regulatory changes to ensure that the business unit I supported remained compliant with evolving laws and guidelines across insurance and financial.
• Led the deployment of a risk management dashboard that allowed associates of all levels detailed information on the corporate complaints responded to by my team.
• Successfully created manuals for multiple SEC 38a-1 chapters and transferred some of the 38a-1 tasks to the variable group universal life team.
• Passed my FINRA Series 26 exam to oversee the suitability and incident issues of the Group variable team. This included reviewing all fund transfers and being part of any fund changes that effected the Group Life fund.
• Collaborating with a teammate, we created a feedback process used to real time communicate any complaint trends to the enterprise contact center. The form we created ensured that any repeated behavior was coached.
• Created a thorough Compliance Manual for my job in the hope to cross train an individual or two on the tasks I performed. Complete the LOMA Fellow, Life Management Institute (FLMI) - in-depth industry knowledge training.

Greater Minneapolis-St. Paul Area

• As a Compliance Analyst, I played a crucial role in ensuring that Securian Financial adhered to all applicable laws, regulations, and industry standards. I proactively identified and assessed compliance risks across.
• This compliance role was a new role in the Group Life and Financial Institution business units, I developed the risk assessments and mitigation from ground up. Learning and working with leadership and other compliance.
• Corporate Complaints Reduction: Reduced corporate complaints by 14% by providing targeted change management training and improving customer communications, including adding FAQs to rate increase notices.
• Training Initiative: Rolled out a department-wide compliance training program that enhanced team understanding and adherence to industry regulations, improving overall compliance culture.

Greater Minneapolis-St. Paul Area

• As Supervisor of Employer Markets, I led a high-performing team dedicated to supporting employer clients and managing benefits requirements. I was responsible for overseeing daily operations, setting team goals, and.
• Improved Adherence: Boosted adherence from 71% to 98% in under a year by deploying Injixo to track and enhance contact center performance.
• Since I had a call center background prior to Securian, I was challenged by the 2nd Vice President to interview different call center workforce management systems, present leadership with the positives and negatives.
• Successfully managed a team of high performing associates in administering group life insurance benefits to employers of all sizes and shapes. My team was only one of two that administered all products, basic term.

Plymouth, MN

Juris Doctor, Law - International Law Concentration

Activities and Societies: International Law Society Non-Traditional Student OrganizationDean's List 2000

Bachelor Of Arts, Political Science