Tom Mahan Email & Phone Number

Denver, Co, Us

Denver, Co, Us

Boston, Massachusetts, Us

-Primary point of contact for client team, investment team, and product team for FRM and Short-duration account compliance, onboarding, and general questions. Internal SME on FRM and SHD portfolio compliance -Responsible for oversight and implementation of team projects and account fundings. Synthesize project and funding pipeline for communication to managers-Leverage strong relationships with client, implementation, and investment teams to facilitate successful and timely fundings-Review IMAs and code client IMA language into system-testable format, identifying areas of ambiguity and high risk in documents and working directly with product team, investment team, IT team to clarify nuances and capture unique testing requirements-Oversee junior team members’ training and development, prioritize and delegate intra-team workload

Charlotte, North Carolina, Us

-Supported portfolio onboarding process via coordination with Product, Client Service, and Investment teams-Researched, tracked, and mitigated post-trade and pre-trade portfolio compliance alerts using Bloomberg AIM and customized internal data platforms -Coordinated with Investment and Product teams to identify causes of compliance alerts; collated and communicated required actions to internal teams -Worked to enhance compliance testing precision and automation via data point and rule logic refinement -Researched and responded to ad-hoc queries from both internal and external parties regarding portfolio positions and compliance results

Philadelphia, Pa, Us

• Assess, analyze, and interpret intra-day and overnight portfolio compliance results using LZ Sentinel, Bloomberg, MSCI, and bespoke WMC portfolio management tools • Work in conjunction with Portfolio Management and Client Service teams to validate, mitigate, and manage projected and ongoing compliance results• Translate client IMA language into system-testable rules leveraging security-specific data attributes and LZ Sentinel testing logic and analytics• Member of internal project team developing new web platform for management of Post-Trade compliance results• Provide input and feedback on platform functionality, design, layout, workflows; perform extensive beta testing and work directly with Developers and Business team to identify and implement platform improvements

New York, Ny, Us

• Responsible for facilitating 400+ suppliers’ participation in clients’ Third-Party Risk Management programs on a rolling basis; focus on German/Austrian/Swiss suppliers• Track all engagements with Microsoft Dynamics CRM platform• Work primarily in German Language• Coordinate with supplier’s finance teams to source and review private company financial statements• Liaise with internal departments to execute NDA’s and resolve client inquiries• Review and discuss English and German financials with executives at granular level to address analyst questions

Boston, Massachusetts, Us

- Compiled and analyzed complex loss event metrics for risk steering reporting- Supported users of a newly-implemented record keeping platform building on experience with platform during summer 2015 internship- Reconciled data bases across various platforms and coordinated/facilitated accurate data tracking through one-on-one meetings

Boston, Massachusetts, Us

- Summarized risk aversion and reporting procedures to create key policy documents for division-wide distribution - Aided in development of online platform for risk reporting across Investment Manager Services division- Provided detailed statistical analysis and reporting of risk events - Leveraged statistical insights to build PowerPoint presentations for monthly and weekly risk meetings; attended these meetings and helped present data, fielded questions- Networked with executives throughout ERM and other divisions

Springfield, Massachusetts, Us

• Directly supported Head of Market Research; Retirement services• Managed small portfolio of advisor/sponsor relationships in the retirement division; guided and tracked targeted client-service action based on advisor/sponsor feedback• Analyzed market stance, asset value, and strategic actions of MassMutual and direct competitors; presented analysis at CEO/CFO meetings• Aided in selection of third-party analytics firms through RFP and proof-of-concept analyses

Bachelor'S Degree, German Language And Literature

Germanistik, German Studies